JB
Jeffery S. Berthney
STATE FARM INVESTMENT MANAGEMENT
Monroeville, PA 15146
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CRD#: 5360839
JB
Professional summary
Jeffery Scott Berthney, who also goes by Jeff Berthney, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Monroeville, Pennsylvania and STATE FARM VP MANAGEMENT CORP. located in Monroeville, Pennsylvania.
Jeffery is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jeffery has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Berthney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Masons Movement Foundation; non investment related; 130 Lorien Dr. Jeannette PA 15644; Other; Raising money for child epilepsy awareness; Board member; 03/02/2021; 2;0. 2) IOT Network, LLC; investment related; 4099 William Penn Highway Suite 900 Monroeville, PA 15146; Investment or Commercial Property; collecting rent of $100 for IOT Network, LLC to install a small antenna on the registered representative's office window . Rental Income for space the window; owner of the LLC; 01/01/2022; 0;0; collecting rent 3) Jeffery Berthney's Insurance Agency; Insurance Agency; Investment-related; 4099 William Penn Hwy Ste 900 Monroeville, PA 15146-2519; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/1/2009; 80; 80; Service customers and supervise employees. 4) Robinson Furniture Rehab; Non-investment; 126 Walnut Drive McKees Rocks, PA 15136; Other; Owner; none; 10/1/2023; 15; 0; start refinishing furniture on the nights and weekends. 5) Montour Football Boosters Association; non-investment related; 223 Clever Road, McKees Rocks, PA 15136; Association/Committee/Council; Board member; none; 01/08/2025; 15;1; I am the middle school communications coordinator. I will be responsible for communicating with the with parents of the middle school football program regarding the efforts of the Montour Football Boosters Association.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffery Scott Berthney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2024 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4099 William Penn Hwy, Monroeville, PA 15146RIA
CRD#: 3487
Monroeville, PA
Current
July 26, 2007 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 4099 William Penn Hwy Ste 900, Monroeville, PA 15146-2519BD
CRD#: 43036
Monroeville, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(4/21/2020)
IAR
Maryland(9/17/2024)
RR
Ohio(11/16/2021)
IAR
Ohio(9/17/2024)
RR
Pennsylvania(7/9/2009)
IAR
Pennsylvania(9/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
