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SL

Scott S. Layne

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CRD#: 5359681
SL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Solomon Layne was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2009. Scott had worked at 4 firms and has passed the SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 13, 2018 - February 27, 2020

BOERBOEL CAPITAL LLC

BD
CRD#: 286431
CHICAGO, IL
Past

June 29, 2010 - February 17, 2015

JANE STREET MARKETS, LLC

BD
CRD#: 104485
NEW YORK, NY
Past

October 28, 2009 - January 21, 2010

JANE STREET TRADING, LLC

BD
CRD#: 103790
NEW YORK, NY
Past

October 28, 2009 - September 1, 2016

JANE STREET CAPITAL, LLC

BD
CRD#: 103782
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 8/13/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/27/2009
General Securities Representative Examination

Current Firm

BC
BOERBOEL CAPITAL LLC
BOERBOEL CAPITAL LLC

CRD#: 286431 / SEC#: , 8-69887

BD
Terminated by SEC on 09/23/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/07/2016
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BOERBOEL CAYMAN LTDDIRECT OWNER
BOERBOEL CAPITAL HOLDING CORPDIRECT OWNER
CHUNG, BRIAN WOOSUNGTRADING PRINCIPAL6323336
ECONOMOS, AUSTIN ANDREWFINOP7313910
JUNG, YOO JINCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER5964442

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOERBOEL CAPITAL LLC

CRD#: 286431

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