James F. Mcgill
KESTRA ADVISORY SERVICES
New York, NY 10016
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CRD#: 5357073
Professional summary
James F Mcgill III, CFP®, who also goes by James F Mcgill III, James F Mcgill, James Mcgill III, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in New York, New York and KESTRA INVESTMENT SERVICES, LLC located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James F Mcgill Iii | James F Mcgill | James Mcgill Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/19/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial planning and financial advice Business Name: Christopher Street Financial Investment Related: Yes Address: 475 Park Avenue South #2100 New York NY 10016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Advisor Start Date: 1/19/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing financial planning and financial advice to clients Business Name: 515 LLC Investment Related: No Address: 1000 Luceno Blvd McAdoo PA 18237 Nature of Business: Real Estate Position, Title or Relationship: Treasurer Start Date: 12/3/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am responsible for the accounting and recordkeeping of the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view James F Mcgill III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 3, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 475 Park Avenue South Suite 2100, New York, NY 10016RIA
CRD#: 283330
New York, NY
Current
February 3, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 475 Park Avenue South Suite 2100, New York, NY 10016BD
CRD#: 42046
New York, NY
Past
June 24, 2016 - February 5, 2021
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
New York City, NY
Past
June 20, 2016 - February 5, 2021
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
New York City, NY
Past
April 16, 2008 - May 31, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
SCRANTON, PA
Past
July 9, 2007 - May 2, 2008
M&T SECURITIES, INC.
BD
CRD#: 17358
HAZLETON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/9/2025)
RR
California(1/9/2025)
RR
Colorado(1/9/2025)
RR
Connecticut(1/9/2025)
RR
Delaware(1/9/2025)
RR
District of Columbia(1/9/2025)
RR
Florida(1/9/2025)
RR
Georgia(1/9/2025)
RR
Idaho(7/11/2025)
RR
Illinois(1/9/2025)
RR
Iowa(7/11/2025)
RR
Maine(1/9/2025)
RR
Maryland(10/30/2025)
RR
Massachusetts(1/9/2025)
RR
Michigan(1/9/2025)
RR
Minnesota(1/9/2025)
RR
Missouri(1/9/2025)
RR
Nevada(1/9/2025)
RR
New Hampshire(1/9/2025)
RR
New Jersey(1/9/2025)
RR
New York(2/3/2021)
IAR
New York(2/3/2021)
RR
North Carolina(1/10/2025)
RR
Ohio(1/10/2025)
RR
Oregon(1/9/2025)
RR
Pennsylvania(1/9/2025)
RR
Rhode Island(1/9/2025)
RR
South Carolina(1/9/2025)
RR
Tennessee(1/9/2025)
RR
Texas(1/9/2025)
IAR
Texas(2/19/2025)
RR
Utah(7/29/2025)
RR
Vermont(1/9/2025)
RR
Virginia(1/9/2025)
RR
Washington(1/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
