David P. Levy
DIVERSIFIED
WILMINGTON, DE 19803
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CRD#: 5356917
Professional summary
David Phillip Levy, CFP®, who also goes by David P Levy, David Paul Levy, is a registered financial advisor currently at DIVERSIFIED, LLC located in Wilmington, Delaware.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David P Levy | David Paul Levy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Helmick & Company. Investment Related. 1717 Arch St. #3940, Philadelphia, PA 19103. Insurance Broker, Sole Proprietor. Start 1/2013. 2hrs/mo, none during trading hours. Insurance broker to help clients acquire insurance. 2. Diversified Insurance, LLC -investment related; 2 Tilden Circle, West Chester, PA 19382; Insurance Brokerage; Partner; 1/1/2021; 1hr/mo; none during trading hours; Duties are being a part of the board of directors. 3. Diversified Penn, LLC - not investment related; 480 Swedesford Rd. #120, Wayne PA 19087; Operates under Diversified, LLC and used for accounting purposes only; Partner; 1/1/2021; 2hrs/mo; none during trading hours; Duties are being a part of the board of directors. 4. Diversified Tax; Not Investment Related; 480 E Swedesford Road. #120, Wayne PA 19087; Tax Services firm; Owner; Start 11/26/2021; 4 hours per month; 4 hours during trading hours; Management duties- I am responsible for growing the business/making business decisions. I do not draw a salary but would participate in profits of the business. 5. Diversified Real Estate LLC; Non Investment Related; 3705 Concord Pike Wilmington, DE 19803; Commercial Building Ownership; Owner; Start: 2/2022; 30 minutes/Month; 30 minutes/Month during trading hours; Triple net lease for Diversified maintaining building
CRS (Client Relationship Summary) - RIA
Click below to view David Phillip Levy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 5, 2024 - Present
DIVERSIFIED, LLC
Office #1: 3705 Concord Pike, Wilmington, DE 19803RIA
CRD#: 331709
WILMINGTON, DE
Past
July 15, 2020 - October 31, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Wilmington, DE
Past
February 11, 2013 - July 16, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WILMINGTON, DE
Past
May 27, 2008 - November 4, 2024
DIVERSIFIED, LLC
RIA
CRD#: 123859
WILMINGTON, DE
Past
November 16, 2007 - February 8, 2013
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
WILMINGTON, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DL
DIVERSIFIED, LLC
DIVERSIFIED ENTERPRISES, LLC | DIVERSIFIED, LLC
CRD#: 331709 / SEC#: 801-130728
RIA
Registered Investment Advisory firm - (8/5/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(8/5/2024)
IAR
Pennsylvania(8/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
DL
DIVERSIFIED, LLC
DIVERSIFIED ENTERPRISES, LLC | DIVERSIFIED, LLC
CRD#: 331709 / SEC#: 801-130728
RIA
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Contact information
Main Address
3705 Concord Pike, Wilmington, DE 19803
Mailing Address
Phone number
(302) 765-3500
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,494 |
| AUM (Assets Under Management) | $ 2,080,500,590 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
