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Joshua W Burch

CRD# 5356402·Registered 2008 - 2026
Previously Registered: Being a previously registered professional could mean that Joshua is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joshua W Burch, who also goes by Josh Burch, Joshua William Burch, Joshua Burch, was a registered financial advisor. Joshua was a previously registered financial professional and started their career in finance 2008 - 2026. Joshua had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Josh Burch, Joshua William Burch, Joshua Burch

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ARCHIPELAGO SECURITIES L.L.C.·CRD# 102500
BD
New York, NY
September 22, 2020 - October 12, 2026
TRC MARKETS LLC·CRD# 171272
BD
New York, NY
February 3, 2016 - January 14, 2019
LATOUR TRADING LLC·CRD# 150887
BD
New York, NY
February 3, 2016 - January 14, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 16, 2013 - October 20, 2015
ELADIAN PARTNERS BROKERAGE LLC·CRD# 158893
BD
New York, NY
June 5, 2012 - November 30, 2012
HRT EXECUTION SERVICES LLC·CRD# 128491
BD
New York, NY
March 14, 2008 - February 16, 2011

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Current Firm

AS
ARCHIPELAGO SECURITIES L.L.C.

ARCHIPELAGO SECURITIES L.L.C. | REDIBOOK ECN LLC

CRD#: 102500 / SEC#: 8-52140
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

353 North Clark Street Suite #3200, Chicago, IL 60654

Mailing Address

353 North Clark Street Suite #3200, Chicago, IL 60654

Phone Number

(312) 836-6700

Established

Delaware since 09/23/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NYSE GROUP, INC.HOLDING COMPANY—
KNIGHT, JOHN CHARLESCHIEF COMPLIANCE OFFICER5187603
THOMASSON, SEAN JOSEPHFINANCIAL AND OPERATIONS PRINCIPAL5124423
TOBIN, BRYAN THOMASSUPERVISORY PRINCIPAL5232664
TURTORO, ROBERT JOHNEXECUTIVE PRINCIPAL2640205

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2014About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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