AH

Ahsha M. Haggart

SIXTH STREET BD
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 5355896
AH

Professional summary


Ahsha Merson Haggart, who also goes by Ahsha Merosn Haggart, Ahsha Eleanor Merson, is a registered financial professional currently at SIXTH STREET BD, LLC located in San Francisco, California.

Ahsha is registered as a RR (Registered Representative) and started their career in finance in 2013. Ahsha has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ahsha Merosn Haggart | Ahsha Eleanor Merson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Ahsha Merson Haggart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 24, 2016 - Present

SIXTH STREET BD, LLC

Office #1: 1 Letterman Drive Building B, Suite B6-100, San Francisco, CA 94129
BD
CRD#: 281933
San Francisco, CA
Past

December 17, 2015 - March 23, 2016

TPG CAPITAL BD, LLC

BD
CRD#: 143876
SAN FRANCISCO, CA
Past

November 5, 2013 - April 6, 2015

TPG CAPITAL BD, LLC

BD
CRD#: 143876
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/28/2016)
RR
Alaska
(3/30/2016)
RR
Arizona
(4/26/2016)
RR
Arkansas
(5/10/2016)
RR
California
(3/24/2016)
RR
Colorado
(3/29/2016)
RR
Connecticut
(5/5/2016)
RR
Delaware
(4/5/2016)
RR
District of Columbia
(4/19/2016)
RR
Florida
(6/2/2016)
RR
Georgia
(3/24/2016)
RR
Hawaii
(5/6/2016)
RR
Idaho
(3/24/2016)
RR
Illinois
(4/5/2016)
RR
Indiana
(3/24/2016)
RR
Iowa
(3/24/2016)
RR
Kansas
(5/16/2016)
RR
Kentucky
(3/24/2016)
RR
Louisiana
(3/24/2016)
RR
Maine
(3/24/2016)
RR
Maryland
(3/31/2016)
RR
Massachusetts
(4/1/2016)
RR
Michigan
(3/31/2016)
RR
Minnesota
(3/24/2016)
RR
Mississippi
(3/31/2016)
RR
Missouri
(6/16/2016)
RR
Montana
(3/31/2016)
RR
Nebraska
(5/11/2016)
RR
Nevada
(3/24/2016)
RR
New Hampshire
(6/3/2016)
RR
New Jersey
(6/14/2016)
RR
New Mexico
(4/28/2016)
RR
New York
(4/6/2016)
RR
North Carolina
(4/14/2016)
RR
North Dakota
(4/7/2016)
RR
Ohio
(4/12/2016)
RR
Oklahoma
(3/24/2016)
RR
Oregon
(4/12/2016)
RR
Pennsylvania
(4/19/2016)
RR
Puerto Rico
(6/8/2016)
RR
Rhode Island
(3/24/2016)
RR
South Carolina
(4/29/2016)
RR
South Dakota
(3/24/2016)
RR
Tennessee
(4/28/2016)
RR
Texas
(3/24/2016)
RR
Utah
(3/28/2016)
RR
Vermont
(4/26/2016)
RR
Virgin Islands
(4/20/2016)
RR
Virginia
(3/30/2016)
RR
Washington
(3/24/2016)
RR
West Virginia
(4/28/2016)
RR
Wisconsin
(4/13/2016)
RR
Wyoming
(4/26/2016)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SS
SIXTH STREET BD, LLC
SIXTH STREET BD, LLC | TSSP BD, LLC

CRD#: 281933 / SEC#: , 8-69697

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Mailing Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Phone number
+1 (212) 405-8418
Established
Delaware since 01/26/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
SIXTH STREET OPPORTUNITIES ADVISERS HOLDINGS, LLCMEMBER
SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P.MEMBER
CHEN, DAVID ERICCHIEF COMPLIANCE OFFICER5679045
D'ARCY, BRIAN EDWARDCO-CHIEF EXECUTIVE OFFICER4972383
SIMMONDS, IAN TIMOTHYCO-CHIEF EXECUTIVE OFFICER5028367
TSSP HOLDCO MANAGEMENT, LLCMANAGING MEMBER
WANEK, DANIEL LOUISCHIEF FINANCIAL OFFICER/FINOP, POO, PFO6534764

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIXTH STREET BD, LLC

CRD#: 281933San Francisco, CA 94129

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