JO
Jared S. Overlee
ROYCE FUND SERVICES
NEW YORK, NY 10010
Some features on this profile are disabled
CRD#: 5355779
JO
Professional summary
Jared Scott Overlee, CIMA® is a registered financial professional currently at ROYCE FUND SERVICES, LLC located in New York, New York.
Jared is registered as a RR (Registered Representative) and started their career in finance in 2007. Jared has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jared Scott Overlee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 24, 2021 - Present
ROYCE FUND SERVICES, LLC
Office #1: One Madison Avenue 17th Floor, New York, NY 10010BD
CRD#: 14470
NEW YORK, NY
Past
October 2, 2012 - May 14, 2021
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
Past
February 29, 2012 - October 12, 2012
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
July 17, 2008 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
July 2, 2007 - September 17, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
QUINCY, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/24/2021)
RR
Alaska(5/24/2021)
RR
Arizona(5/24/2021)
RR
Arkansas(5/24/2021)
RR
California(5/24/2021)
RR
Colorado(5/24/2021)
RR
Connecticut(5/24/2021)
RR
Delaware(5/24/2021)
RR
District of Columbia(5/24/2021)
RR
Florida(5/24/2021)
RR
Georgia(5/24/2021)
RR
Hawaii(5/24/2021)
RR
Idaho(5/24/2021)
RR
Illinois(5/24/2021)
RR
Indiana(5/24/2021)
RR
Iowa(5/24/2021)
RR
Kansas(5/24/2021)
RR
Kentucky(5/24/2021)
RR
Louisiana(5/24/2021)
RR
Maine(5/24/2021)
RR
Maryland(5/24/2021)
RR
Massachusetts(5/24/2021)
RR
Michigan(5/24/2021)
RR
Minnesota(5/24/2021)
RR
Mississippi(5/24/2021)
RR
Missouri(5/24/2021)
RR
Montana(5/24/2021)
RR
Nebraska(5/24/2021)
RR
Nevada(5/24/2021)
RR
New Hampshire(5/24/2021)
RR
New Jersey(5/24/2021)
RR
New Mexico(5/24/2021)
RR
New York(5/24/2021)
RR
North Carolina(5/24/2021)
RR
North Dakota(5/24/2021)
RR
Ohio(6/1/2021)
RR
Oklahoma(5/24/2021)
RR
Oregon(5/24/2021)
RR
Pennsylvania(5/24/2021)
RR
Puerto Rico(5/24/2021)
RR
Rhode Island(5/24/2021)
RR
South Carolina(5/24/2021)
RR
South Dakota(5/24/2021)
RR
Tennessee(5/24/2021)
RR
Texas(5/24/2021)
RR
Utah(5/24/2021)
RR
Vermont(5/24/2021)
RR
Virgin Islands(5/24/2021)
RR
Virginia(5/24/2021)
RR
Washington(5/24/2021)
RR
West Virginia(5/24/2021)
RR
Wisconsin(5/24/2021)
RR
Wyoming(5/24/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROYCE FUND SERVICES, LLC
QUEST DISTRIBUTORS, INC. | ROYCE FUND SERVICES, LLC | ROYCE FUND SERVICES, INC. | QUEST SECURITIES,INC.
CRD#: 14470 / SEC#: , 8-28663
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One Madison Avenue 17th Floor, New York, NY 10010
Mailing Address
One Madison Avenue 17th Floor, New York, NY 10010
Phone number
(212) 508-4500
Established
Delaware since 02/24/2017
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROYCE & ASSOCIATES, LP | MEMBER | |
| CLARK, CHRISTOPHER DEWITT | PRESIDENT, SUPERVISORY PRINCIPAL | 1735713 |
| DENNEEN, JOHN EDWARD | SECRETARY, GENERAL COUNSEL | 4324430 |
| GANNON, FRANCIS DOYLE | VICE PRESIDENT | 2420802 |
| PALASITS, THOMAS R | TREASURER, FINANCIAL & OPERATIONS PRINCIPAL | 1675575 |
| WILSON, DAVID BERTRAND | CHIEF COMPLIANCE OFFICER | 5780721 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
