Michael Kenny

FIRST SOUTHERN

Miami, FL 33131

Some features on this profile are disabled

CRD#: 5353595

Professional summary

Michael Kenny is a registered financial professional currently at FIRST SOUTHERN, LLC located in Miami, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kenny's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2024 - Present

FIRST SOUTHERN, LLC

Office #1: 777 Brickell Ave Suite 522, Miami, FL 33131

CRD#: 282756

Miami, FL

Past

August 6, 2019 - March 8, 2024

INSIGHT SECURITIES, INC.

CRD#: 5611

Miami, FL

Past

June 12, 2017 - April 16, 2019

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

September 3, 2008 - June 18, 2018

NORTHEAST SECURITIES, LLC

CRD#: 25996

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/21/2024)

Georgia
(2/21/2024)

New York
(2/21/2024)

Puerto Rico
(2/21/2024)

Exams

State Security Law Exam

Series 63

Date: 11/6/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/27/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/2/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST SOUTHERN, LLC

ESH CAPITAL, LLC | GLOBAL SILICON VALLEY SECURITIES LLC | FIRST SOUTHERN, LLC

CRD#: 282756 / SEC#: , 8-69733

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772

Mailing Address

2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772

Phone number

(770) 777-9373

Established

Puerto Rico since 02/24/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BENT, INC.	SHAREHOLDER
HEEHAW INC.	SHAREHOLDER
VSPR, INC.	SHAREHOLDER
PAGAN MARXUACH, RAFAEL ANTONIO	OWNER	2863850
HAWK, WILLIAM HEATH	PRESIDENT/CEO/MANAGING MEMBER	2494928
JACKELS, STEPHANIE KANE	FINOP/PFO	5928877
JONES, SHARON DOSTER	CHIEF COMPLIANCE OFFICER	3124470
SFYRIS, VASILEIOS ALEXIOS	MANAGING MEMBER/POO	4026992

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael Kenny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Kenny's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT SECURITIES, INC.

INSIGNEO SECURITIES, LLC

NORTHEAST SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/2008

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/27/2009

Series 7

Date: 9/2/2008

Series 24

Date: 6/4/2018

FINRA

Current Firm

FIRST SOUTHERN, LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIRST SOUTHERN, LLC

TRUST BUT VERIFY

Similar Advisors