Jeffrey A. Mintz
Professional summary
Jeffrey Allen Mintz, who also goes by Jeffrey Allen Mintz, Jeffrey Mintz, is a registered financial professional currently at CLARION PARTNERS SECURITIES, LLC located in New York, New York and FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Allen Mintz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
CLARION PARTNERS SECURITIES, LLC
Office #1: One Madison Avenue 14th Floor, New York, NY 10010Office #2: One Madison Avenue 14th Floor, New York, NY 10010August 28, 2025 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010September 4, 2019 - January 14, 2022
SYNERGY CAPITAL I, LLC
March 8, 2019 - March 18, 2019
MORGAN STANLEY
August 26, 2009 - January 15, 2019
J.P. MORGAN SECURITIES LLC
October 1, 2008 - October 7, 2008
J.P. MORGAN SECURITIES LLC
September 3, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/27/2024
General Securities Representative ExaminationSeries 79TO
Date: 6/27/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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