LL
Lorylen S. Ludgate
ALLSPRING FUNDS MANAGEMENT
New Berlin, WI
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CRD#: 5352715
LL
Professional summary
Lorylen Shiber Ludgate, who also goes by Loryl Shiber, Lorylen Shiber, Lorylen Shiber Valledor, Lorylen Shiber Williams Mrs., Lorylen Shiber Williams, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in New Berlin, Wisconsin and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.
Lorylen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Lorylen has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Loryl Shiber | Lorylen Shiber | Lorylen Shiber Valledor | Lorylen Shiber Williams Mrs. | Lorylen Shiber Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
12/01/2023--OBA WILL END. No longer engaging in this activity. ARBONNE INTERNATIONAL POSITION: Independent Consultant NATURE: Non-investment related direct marketing consultant. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2014 ADDRESS: 9400 Jeronimo Rd, Irvine CA 92618, United States DESCRIPTION: Selling health and beauty products less than 15 hours per month outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Lorylen Shiber Ludgate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2016 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
Office #2: 417 E. Chicago Street, Milwaukee, WI 53202RIA
CRD#: 110841
New Berlin, WI
Current
June 27, 2007 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 417 E Chicago Street, Milwaukee, WI 53202BD
CRD#: 133366
Milwaukee, WI
Past
January 6, 2009 - December 31, 2014
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2007)
RR
Alaska(7/9/2007)
RR
Arizona(7/9/2007)
RR
Arkansas(7/9/2007)
RR
California(7/9/2007)
RR
Colorado(7/9/2007)
RR
Connecticut(7/9/2007)
RR
Delaware(7/9/2007)
RR
District of Columbia(7/9/2007)
RR
Florida(7/9/2007)
RR
Georgia(7/9/2007)
RR
Hawaii(7/9/2007)
RR
Idaho(7/9/2007)
RR
Illinois(7/9/2007)
RR
Indiana(7/9/2007)
RR
Iowa(7/9/2007)
RR
Kansas(7/9/2007)
RR
Kentucky(7/9/2007)
RR
Louisiana(7/9/2007)
RR
Maine(7/9/2007)
RR
Maryland(7/9/2007)
RR
Massachusetts(7/9/2007)
RR
Michigan(7/9/2007)
RR
Minnesota(7/9/2007)
RR
Mississippi(7/9/2007)
RR
Missouri(7/9/2007)
RR
Montana(7/9/2007)
RR
Nebraska(7/9/2007)
RR
Nevada(7/9/2007)
RR
New Hampshire(7/9/2007)
RR
New Jersey(7/9/2007)
RR
New Mexico(7/9/2007)
RR
New York(7/9/2007)
RR
North Carolina(7/9/2007)
RR
North Dakota(7/9/2007)
RR
Ohio(7/10/2007)
RR
Oklahoma(7/9/2007)
RR
Oregon(7/9/2007)
RR
Pennsylvania(7/9/2007)
RR
Puerto Rico(7/9/2007)
RR
Rhode Island(7/9/2007)
RR
South Carolina(7/9/2007)
RR
South Dakota(7/9/2007)
RR
Tennessee(7/9/2007)
RR
Texas(7/9/2007)
RR
Utah(7/9/2007)
RR
Vermont(7/9/2007)
RR
Virginia(7/9/2007)
RR
Washington(7/9/2007)
RR
West Virginia(7/9/2007)
RR
Wisconsin(7/9/2007)
IAR
Wisconsin(12/22/2016)
RR
Wyoming(7/9/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
