Mark Edward Olivier
Professional Summary
Mark Edward Olivier is a registered financial advisor currently at RIVINGTON SECURITIES, LLC located in Houston, Texas. Mark is registered as a RR (Registered Representative) and started their career in finance in 2011. Mark has worked at 2 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
RIVINGTON SECURITIES, LLC
Contact Information
Main Address
825 Town & Country Lane Suite 1200, Houston, TX 77024Mailing Address
825 Town & Country Lane Suite 1200, Houston, TX 77024Phone Number
(713) 750-0900Established
Colorado since 04/04/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/18/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Oct 2015Series 79 — Investment Banking Registered Representative Examination
Passed Jun 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Edward Olivier's CRS (Customer Relationship Summary).
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