David H. Thompson
Professional summary
David Hugh Thompson JR., CFP®, who also goes by Dave Thompson, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Summerville, South Carolina and FIRST COMMAND BROKERAGE SERVICES, INC. located in Summerville, South Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Hugh Thompson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 208 West 7th North St, Summerville, SC 29483June 5, 2007 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 208 West 7th North Street, Summerville, SC 29483June 18, 2007 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/6/2022)
(12/3/2021)
(4/6/2022)
(9/15/2025)
(10/2/2024)
(1/6/2022)
(4/6/2022)
(2/10/2023)
(4/6/2022)
(3/28/2014)
(1/7/2022)
(6/13/2007)
(12/15/2015)
(4/6/2022)
(4/6/2022)
(4/4/2014)
(4/6/2022)
Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
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Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Summerville, SC 29483TRUST BUT VERIFY
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