Helena Beaubrun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helena Beaubrun, who also goes by Helena Nurnberg, was a registered financial professional .
Helena is a previously registered financial professional and started their career in finance in 2008. Helena had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2011 - December 17, 2013
JEGI LLC
October 20, 2008 - October 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JEGI LLC
CRD#: 134887 / SEC#: , 8-66867
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JORDAN, EDMISTON GROUP INC. | PARENT COMPANY | |
| GEORGE, KENNETH RONALD | FIN OP | 2643369 |
| HITZIG, WILLIAM MAXWELL | CCO/COO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
