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Lahsann Rogers

CRD# 5352010·Registered 2007 - 2013
Previously Registered: Being a previously registered professional could mean that Lahsann is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lahsann Rogers, who also goes by Lahsann C Rogers, Larry C Rogers, Lashann C Rogers, Lashann Chuck Rogers, was a registered financial advisor. Lahsann was a previously registered financial professional and started their career in finance 2007 - 2013. Lahsann had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lahsann C Rogers, Larry C Rogers, Lashann C Rogers, Lashann Chuck Rogers

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
New York, NY
June 19, 2013 - November 19, 2013
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
July 16, 2012 - October 19, 2012
WILMINGTON CAPITAL SECURITIES, LLC·CRD# 133839
BD
Garden City, NY
September 1, 2011 - November 7, 2011
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
February 4, 2011 - September 8, 2011
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
Deer Park, NY
April 28, 2010 - September 22, 2010
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
February 24, 2009 - June 18, 2009
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Bethpage, NY
November 29, 2007 - October 28, 2008
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Bethpage, NY
June 7, 2007 - June 28, 2007

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Current Firm

GA
GLOBAL ARENA CAPITAL CORP

EQUITIES TRADING CORP. | GLOBAL ARENA CAPITAL CORP | EQUITIES TRADING CORPORATION

CRD#: 16871 / SEC#: 8-34661
BD
Terminated by SEC on 08/08/2015

Contact Information

Established

New York since 06/17/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL ARENA HOLDING INC.OWNER—
PMC CAPITAL LLCOWNER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
DESIDERIO, BARBARA LUCILLENONE2080713
DESIDERIO, BARBARA LUCILLEFINOP2080713

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2007About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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