EC
Elizabeth A. Chabin
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Corpus Christi, TX 78401
Some features on this profile are disabled
CRD#: 5350336
EC
Professional summary
Elizabeth Anne Chabin, AIF®, who also goes by Elizabeth A Chabin, Elizabeth A Chabin-edens, Elizabeth Anne Chabin-edens, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Corpus Christi, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Corpus Christi, Texas.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Elizabeth has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth A Chabin | Elizabeth A Chabin-Edens | Elizabeth Anne Chabin-Edens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL- 160 HR/MO - 120 HR/MO TRADING. 08/01/2022 2. 100 WOMEN OF THE COASTAL BEND, 14349 GOLDFISH STREET, CORPUS CHRISTI, TX 78418, 01/2024, BOARD MEMBER, VOLUNTEER, NIR, 10 HR/MO - 1 HR/MO TRADING. 3. BENKENDORFER INVESTMENT GROUP DBA, 500 N. Water St, Suite 400, Corpus Christi TX 78418, United States, 08/01/2022, Using a trade name, DBA, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. WEALTH AND WORTH, DIVORCE FINANCIAL ANALYSIS, 500 N. Water St, Suite 400, Corpus Christi TX 78418, 05/2025, Owner, Expert Witness, NIR, 5 HR/MO, 10 HR/MO TRADING. 5. BENKENDORFER INVESTMENT GROUP, 500 N. Water St, Suite 400, Corpus Christi TX 78418, 01/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Anne Chabin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 4, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 500 N Water St. Ste. 400, Corpus Christi, TX 78401RIA
CRD#: 134139
Corpus Christi, TX
Current
April 5, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 500 N Water St. Ste. 400, Corpus Christi, TX 78401BD
CRD#: 39543
Corpus Christi, TX
Past
November 19, 2010 - February 22, 2016
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
November 19, 2010 - February 22, 2016
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
April 27, 2009 - November 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LAWRENCE, KS
Past
May 5, 2008 - November 8, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAWRENCE, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2022)
RR
Alaska(6/19/2023)
RR
Arizona(6/5/2024)
RR
Arkansas(8/1/2022)
RR
California(8/1/2022)
RR
Colorado(8/1/2022)
RR
Connecticut(6/5/2024)
RR
District of Columbia(5/2/2025)
RR
Florida(8/1/2022)
RR
Georgia(8/1/2022)
RR
Idaho(8/1/2022)
RR
Illinois(6/5/2024)
RR
Indiana(8/1/2022)
RR
Iowa(4/18/2017)
RR
Kansas(4/17/2017)
RR
Kentucky(8/1/2022)
RR
Louisiana(8/1/2022)
RR
Maryland(8/1/2022)
RR
Massachusetts(8/28/2019)
RR
Michigan(1/27/2023)
RR
Minnesota(6/5/2024)
RR
Mississippi(8/1/2022)
RR
Missouri(10/10/2022)
RR
Nebraska(6/14/2023)
RR
Nevada(1/2/2025)
RR
New Hampshire(8/1/2022)
RR
New Jersey(6/5/2024)
RR
New Mexico(8/1/2022)
RR
New York(8/1/2022)
RR
North Carolina(6/12/2024)
RR
Ohio(6/5/2024)
RR
Oklahoma(8/1/2022)
RR
Oregon(6/5/2024)
RR
Pennsylvania(6/5/2024)
RR
South Carolina(1/2/2025)
RR
South Dakota(11/6/2019)
RR
Tennessee(8/1/2022)
RR
Texas(4/26/2017)
IAR
Texas(4/26/2017)
RR
Utah(8/1/2022)
RR
Vermont(2/13/2020)
RR
Virgin Islands(1/3/2025)
IAR
Virgin Islands(1/14/2025)
RR
Virginia(8/1/2022)
RR
Washington(8/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
