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Patrick W. Morelli

RUSSELL INVESTMENTS FINANCIAL SERVICES
SEATTLE, WA 98101
Some features on this profile are disabled
CRD#: 5348839
PM

Professional summary

Patrick Wade Morelli, who also goes by Patrick W. Morelli, is a registered financial professional currently at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Seattle, Washington.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Patrick W. Morelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Wade Morelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2025 - Present

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

Office #1: 401 Union St 18th Floor, Seattle, WA, 98101
BD
CRD#: 21771
SEATTLE, WA
Past

October 1, 2025 - December 1, 2025

ICAPITAL MARKETS LLC

BD
CRD#: 118219
NEW YORK, NY
Past

August 10, 2022 - August 2, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

July 18, 2021 - August 1, 2022

HAMILTON LANE SECURITIES LLC

BD
CRD#: 281510
Englewood, CO
Past

March 19, 2021 - July 16, 2021

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

August 28, 2020 - January 5, 2021

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

December 11, 2013 - August 19, 2020

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
DENVER, CO
Past

June 29, 2012 - December 31, 2013

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
DENVER, CO
Past

September 22, 2011 - June 28, 2012

GRAND DISTRIBUTION SERVICES, LLC

BD
CRD#: 127700
MILWAUKEE, WI
Past

January 26, 2010 - August 23, 2011

BRITEHORN SECURITIES

BD
CRD#: 36402
GREENWOOD VILLAGE, CO
Past

December 10, 2007 - February 18, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
DENVER, CO
Past

August 20, 2007 - February 18, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/17/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
RUSSELL FINANCIAL SERVICES, INC. | RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC | RUSSELL INVESTMENTS | RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS | RUSSELL FUND DISTRIBUTORS, INC. PART OF RUSSELL INVESTMENT GROUP | RUSSELL FUND DISTRIBUTORS, INC. | RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS

CRD#: 21771 / SEC#: , 8-39227

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
401 Union St 18th Floor, Seattle, WA, 98101
Mailing Address
401 Union St 18th Floor, Seattle, WA, 98101
Phone number
(206) 505-7877
Established
Washington since 06/02/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RUSSELL INVESTMENT MANAGEMENT, LLCCORPORATE PARENT OF APPLICANT
ALVAREZ, CARLOS CIDUS BROKER-DEALER CHIEF COMPLIANCE OFFICER5689384
ERICKSON, ROSS EDWARDDIRECTOR3003283
JUNG, BRAD EDWARDCHAIRMAN AND PRESIDENT2419757
SIEGEL, DAVID ANDREWFINANCIAL AND OPERATIONS PRINCIPAL7440274
SURLOFF, HOWARD BRIANCHIEF LEGAL OFFICER7525747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771Seattle, WA 98101

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