Patrick W. Morelli

ICAPITAL MARKETS LLC

Greenwich, CT 06830

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CRD#: 5348839

Professional summary

Patrick Wade Morelli, who also goes by Patrick W. Morelli, is a registered financial professional currently at ICAPITAL MARKETS LLC located in Greenwich, Connecticut.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2007. Patrick has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick W. Morelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Wade Morelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2025 - Present

ICAPITAL MARKETS LLC

Office #1: 2 Greenwich Plaza 4th Floor, Greenwich, CT 06830

CRD#: 118219

Greenwich, CT

Past

August 10, 2022 - August 2, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

July 18, 2021 - August 1, 2022

HAMILTON LANE SECURITIES LLC

CRD#: 281510

Englewood, CO

Past

March 19, 2021 - July 16, 2021

IMST DISTRIBUTORS, LLC

CRD#: 130745

PORTLAND, ME

Past

August 28, 2020 - January 5, 2021

BA SECURITIES, LLC

CRD#: 153489

W. CONSHOHOCKEN, PA

Past

December 11, 2013 - August 19, 2020

IMST DISTRIBUTORS, LLC

CRD#: 130745

DENVER, CO

Past

June 29, 2012 - December 31, 2013

FORESIDE FUND SERVICES, LLC

CRD#: 46106

DENVER, CO

Past

September 22, 2011 - June 28, 2012

GRAND DISTRIBUTION SERVICES, LLC

CRD#: 127700

MILWAUKEE, WI

Past

January 26, 2010 - August 23, 2011

BRITEHORN SECURITIES

CRD#: 36402

GREENWOOD VILLAGE, CO

Past

December 10, 2007 - February 18, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

August 20, 2007 - February 18, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(10/1/2025)

Idaho
(10/1/2025)

Iowa
(10/1/2025)

Kansas
(10/1/2025)

Minnesota
(10/1/2025)

Missouri
(10/1/2025)

Montana
(10/1/2025)

Nebraska
(10/1/2025)

New Mexico
(10/1/2025)

North Dakota
(10/1/2025)

South Dakota
(10/1/2025)

Utah
(10/1/2025)

Wyoming
(10/1/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAPITAL MARKETS HOLDING LLC	PARENT
GEORGE, THOMAS KEITH	FINOP	5378303
HOUSTON, STEPHEN HENRY	HEAD OF BROKER DEALER	1988668
MORGAN, COURTNEY	CHIEF COMPLIANCE OFFICER	6384535

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick W. Morelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Wade Morelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

HAMILTON LANE SECURITIES LLC

IMST DISTRIBUTORS, LLC

BA SECURITIES, LLC

IMST DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

GRAND DISTRIBUTION SERVICES, LLC

BRITEHORN SECURITIES

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2007

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2007

FINRA

Current Firm

ICAPITAL MARKETS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ICAPITAL MARKETS LLC

TRUST BUT VERIFY

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