Kevin J. Castellano
Professional summary
Kevin James Castellano, who also goes by Kevin J Castellano, is a registered financial professional currently at MATTHEWS SOUTH, LLC located in San Mateo, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 2008. Kevin has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin James Castellano's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2017 - Present
MATTHEWS SOUTH, LLC
Office #1: 1700 South El Camino Real, Suite 345, San Mateo, CA 94402Office #2: 1700 South El Camino Real, Suite 345, San Mateo, CA 94402September 1, 2008 - November 5, 2014
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 5/19/2016
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
MATTHEWS SOUTH, LLC
CRD#: 283409 / SEC#: , 8-69751
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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