Charles W. Nix
Professional summary
Charles Wells Nix is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Chicago, Illinois.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2009. Charles has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Wells Nix's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 222 W. Adams Street Suite 2050, Chicago, IL 60606August 1, 2013 - July 6, 2022
INVESCO DISTRIBUTORS, INC.
June 13, 2013 - July 6, 2022
INVESCO ADVISERS, INC.
April 9, 2010 - November 26, 2012
PERSIUM ADVISORS, LLC
October 12, 2009 - April 29, 2010
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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