Scott A. Swartz

ANDERSONLANE

Needham, MA 02492

Some features on this profile are disabled

CRD#: 5346879

Professional summary

Scott Anderson Swartz, CFP® is a registered financial advisor currently at ANDERSONLANE located in Needham, Massachusetts.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Scott has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anderson Swartz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 9, 2019 - Present

ANDERSONLANE

Office #1: 1329 Highland Avenue Suite 2, Needham, MA 02492

RIA

CRD#: 301225

Needham, MA

Past

June 5, 2012 - February 20, 2019

TFC FINANCIAL MANAGEMENT INC

RIA

CRD#: 105062

BOSTON, MA

Past

July 3, 2008 - November 29, 2011

THE COLONY GROUP, LLC

RIA

CRD#: 111806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ANDERSONLANE

ANDERSONLANE | ANDERSONLANE ASSOCIATES LLC | ANDERSONLANE ASSOCIATES

CRD#: 301225 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/9/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1329 Highland Avenue Suite 2, Needham, MA 02492

Mailing Address

Phone number

(617) 517-4824

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 40,372,883

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/30/2024	Cover Page	Report
10/11/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott A. Swartz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anderson Swartz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDERSONLANE

TFC FINANCIAL MANAGEMENT INC

THE COLONY GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

ANDERSONLANE

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANDERSONLANE

TRUST BUT VERIFY

Similar Advisors