Paul M. Flannery
Professional summary
Paul Matthew Flannery, who also goes by Paul Flannery, Paul M Flannery, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Southern Pines, North Carolina.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2007. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Matthew Flannery's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 104 Bradford Village Court, Southern Pines, NC 28387November 17, 2022 - October 2, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 20, 2012 - July 6, 2022
WELLS FARGO CLEARING SERVICES, LLC
April 9, 2012 - October 31, 2012
LPL FINANCIAL LLC
July 18, 2007 - March 21, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2025)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Southern Pines, NC 28387TRUST BUT VERIFY
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