GB
Genna L. Brounstein
EASTERLY SECURITIES LLC
Beverly, MA 01915
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CRD#: 5345817
GB
Professional summary
Genna Lauren Brounstein, who also goes by Genna L Brounstein, Genna Brounstein, is a registered financial professional currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts.
Genna is registered as a RR (Registered Representative) and started their career in finance in 2016. Genna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Genna L Brounstein | Genna Brounstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Genna Lauren Brounstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2024 - Present
EASTERLY SECURITIES LLC
Office #1: 138 Conant Street Suite 100, Beverly, MA 01915BD
CRD#: 281103
Beverly, MA
Past
November 16, 2021 - September 9, 2024
ROCKEFELLER FINANCIAL LLC
BD
CRD#: 291361
NEW YORK, NY
Past
October 16, 2018 - November 15, 2021
BROOKFIELD PRIVATE ADVISORS LLC
BD
CRD#: 151423
NEW YORK, NY
Past
December 19, 2016 - October 19, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
November 18, 2016 - October 19, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/10/2024)
RR
Alaska(9/10/2024)
RR
Arizona(9/10/2024)
RR
Arkansas(9/10/2024)
RR
California(9/10/2024)
RR
Colorado(9/10/2024)
RR
Connecticut(9/10/2024)
RR
Delaware(9/10/2024)
RR
District of Columbia(9/10/2024)
RR
Florida(9/10/2024)
RR
Georgia(9/10/2024)
RR
Hawaii(9/10/2024)
RR
Idaho(9/10/2024)
RR
Illinois(9/10/2024)
RR
Indiana(9/10/2024)
RR
Iowa(9/10/2024)
RR
Kansas(9/10/2024)
RR
Kentucky(9/10/2024)
RR
Louisiana(9/10/2024)
RR
Maine(9/10/2024)
RR
Maryland(9/10/2024)
RR
Massachusetts(9/10/2024)
RR
Michigan(9/10/2024)
RR
Minnesota(9/10/2024)
RR
Mississippi(9/10/2024)
RR
Missouri(9/10/2024)
RR
Montana(9/10/2024)
RR
Nebraska(9/10/2024)
RR
Nevada(9/10/2024)
RR
New Hampshire(9/10/2024)
RR
New Jersey(9/10/2024)
RR
New Mexico(9/10/2024)
RR
New York(9/10/2024)
RR
North Carolina(9/10/2024)
RR
North Dakota(9/10/2024)
RR
Ohio(9/10/2024)
RR
Oklahoma(9/10/2024)
RR
Oregon(9/10/2024)
RR
Pennsylvania(9/10/2024)
RR
Rhode Island(9/10/2024)
RR
South Carolina(9/10/2024)
RR
South Dakota(9/10/2024)
RR
Tennessee(9/10/2024)
RR
Texas(9/10/2024)
RR
Utah(9/10/2024)
RR
Vermont(9/10/2024)
RR
Virginia(9/10/2024)
RR
Washington(9/10/2024)
RR
West Virginia(9/10/2024)
RR
Wisconsin(9/10/2024)
RR
Wyoming(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EASTERLY SECURITIES LLC
EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC
CRD#: 281103 / SEC#: , 8-69661
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
138 Conant Street Suite 100, Beverly, MA 01915
Mailing Address
138 Conant Street Suite 100, Beverly, MA 01915
Phone number
(617) 231-4300
Established
Delaware since 07/06/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTERLY ASSET MANAGEMENT OPERATIONS LLC | SOLE AND MANAGING MEMBER | |
| JULIANO JR, PHILIP L | CHIEF EXECUTIVE OFFICER | 4781008 |
| JUSTER, KENNETH G | CHIEF LEGAL OFFICER | 4788250 |
| MONTAGUE, MICHAEL | CHIEF FINANCIAL OFFICER | 5121305 |
| SMITH, ELIZABETH ANNE | FINOP | 1960549 |
| SOMERS, DAVID MICHAEL II | CHIEF COMPLIANCE OFFICER | 4413478 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EASTERLY SECURITIES LLC
CRD#: 281103Beverly, MA 01915TRUST BUT VERIFY
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