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Genna Lauren Brounstein

EASTERLY SECURITIES
BEVERLY, MA
·CRD# 5345817·10 years experience

Professional Summary

Genna Lauren Brounstein, who also goes by Genna L Brounstein, Genna Brounstein, is a registered financial advisor currently at EASTERLY SECURITIES LLC located in Beverly, Massachusetts. Genna is registered as a RR (Registered Representative) and started their career in finance in 2016. Genna has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Genna L Brounstein, Genna Brounstein

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

EASTERLY SECURITIES LLC·CRD# 281103
BD
138 Conant Street Suite 100, Beverly, MA 01915
September 10, 2024 - Present
ROCKEFELLER FINANCIAL LLC·CRD# 291361
BD
New York, NY
November 16, 2021 - September 9, 2024
BROOKFIELD PRIVATE ADVISORS LLC·CRD# 151423
BD
New York, NY
October 16, 2018 - November 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
December 19, 2016 - October 19, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 18, 2016 - October 19, 2018

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Current Firm

ES
EASTERLY SECURITIES LLC

EASTERLY SECURITIES LLC | EASTERLY SECURITIES, LLC

CRD#: 281103 / SEC#: 8-69661
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

138 Conant Street Suite 100, Beverly, MA 01915

Mailing Address

138 Conant Street Suite 100, Beverly, MA 01915

Phone Number

(617) 231-4300

Established

Delaware since 07/06/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EASTERLY ASSET MANAGEMENT OPERATIONS LLCSOLE AND MANAGING MEMBER—
FRIZE, BERNARD JOSEPH JRCHIEF COMPLIANCE OFFICER2366022
JULIANO JR, PHILIP LCHIEF EXECUTIVE OFFICER4781008
JUSTER, KENNETH GCHIEF LEGAL OFFICER4788250
MONTAGUE, MICHAELCHIEF FINANCIAL OFFICER5121305
SMITH, ELIZABETH ANNEFINOP1960549

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/10/2024)
RR
Alaska
(9/10/2024)
RR
Arizona
(9/10/2024)
RR
Arkansas
(9/10/2024)
RR
California
(9/10/2024)
RR
Colorado
(9/10/2024)
RR
Connecticut
(9/10/2024)
RR
Delaware
(9/10/2024)
RR
District of Columbia
(9/10/2024)
RR
Florida
(9/10/2024)
RR
Georgia
(9/10/2024)
RR
Hawaii
(9/10/2024)
RR
Idaho
(9/10/2024)
RR
Illinois
(9/10/2024)
RR
Indiana
(9/10/2024)
RR
Iowa
(9/10/2024)
RR
Kansas
(9/10/2024)
RR
Kentucky
(9/10/2024)
RR
Louisiana
(9/10/2024)
RR
Maine
(9/10/2024)
RR
Maryland
(9/10/2024)
RR
Massachusetts
(9/10/2024)
RR
Michigan
(9/10/2024)
RR
Minnesota
(9/10/2024)
RR
Mississippi
(9/10/2024)
RR
Missouri
(9/10/2024)
RR
Montana
(9/10/2024)
RR
Nebraska
(9/10/2024)
RR
Nevada
(9/10/2024)
RR
New Hampshire
(9/10/2024)
RR
New Jersey
(9/10/2024)
RR
New Mexico
(9/10/2024)
RR
New York
(9/10/2024)
RR
North Carolina
(9/10/2024)
RR
North Dakota
(9/10/2024)
RR
Ohio
(9/10/2024)
RR
Oklahoma
(9/10/2024)
RR
Oregon
(9/10/2024)
RR
Pennsylvania
(9/10/2024)
RR
Rhode Island
(9/10/2024)
RR
South Carolina
(9/10/2024)
RR
South Dakota
(9/10/2024)
RR
Tennessee
(9/10/2024)
RR
Texas
(9/10/2024)
RR
Utah
(9/10/2024)
RR
Vermont
(9/10/2024)
RR
Virginia
(9/10/2024)
RR
Washington
(9/10/2024)
RR
West Virginia
(9/10/2024)
RR
Wisconsin
(9/10/2024)
RR
Wyoming
(9/10/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Genna Lauren Brounstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GB
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