Dominic Chan
Professional summary
Dominic Chan, who also goes by Dominic J Chan, is a registered financial professional currently at BERENSON & COMPANY, LLC located in New York, New York.
Dominic is registered as a RR (Registered Representative) and started their career in finance in 2011. Dominic has worked at 5 firms and has passed the Series 66, Series 79TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dominic Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2024 - Present
BERENSON & COMPANY, LLC
Office #1: 667 Madison Avenue 18th Floor, New York, NY 10065April 6, 2017 - April 18, 2018
SUMMIT TRAIL SECURITIES, LLC
November 10, 2015 - August 16, 2016
PURSHE KAPLAN STERLING INVESTMENTS
August 13, 2013 - August 8, 2015
BARCLAYS CAPITAL INC.
August 13, 2013 - August 8, 2015
BARCLAYS CAPITAL INC.
December 22, 2011 - April 15, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 5/14/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BERENSON & COMPANY, LLC
CRD#: 28016 / SEC#: , 8-43368
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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