Curtis James Lawhorn
Professional Summary
Curtis James Lawhorn is a registered financial advisor currently at ACALYX ADVISORS INC. located in Chicago, Illinois. Curtis is registered as a RR (Registered Representative) and started their career in finance in 2020. Curtis has worked at 1 firm and has passed the Series 63, Series 82TO, Series 79TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
ACALYX ADVISORS INC.
Contact Information
Main Address
4201 Wilson Blvd Suite 300, Arlington, VA 22203Mailing Address
4201 Wilson Blvd Suite 300, Arlington, VA 22203Phone Number
(212) 235-0870Established
Delaware since 01/02/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (40 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACALYX HOLDINGS, INC. | PARENT | — |
| LAWHORN, CURTIS JAMES | MANAGING PARTNER | 5344725 |
| MCDONALD, JOSEPH ANDREW | CHIEF EXECUTIVE OFFICER | 5329122 |
| RINEHART, JENNIFER EUNHA | SENIOR ADVISOR | 3265973 |
| SILVESTRO, MICHELE ANN | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 6960939 |
| SUTHERLAND, JANE LOUISE | COMPLIANCE OFFICER | 6005500 |
| VANDERWOUDE, KARL ANDREW | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 5910116 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/23/2022)
(6/8/2026)
(3/2/2020)
(3/23/2022)
(6/8/2026)
(6/8/2026)
(3/2/2020)
(6/8/2026)
(6/8/2026)
(3/23/2022)
(3/23/2022)
(6/8/2026)
(3/2/2020)
(3/23/2022)
(6/8/2026)
(3/12/2024)
(6/8/2026)
(6/15/2022)
(6/8/2026)
(6/8/2026)
(6/8/2026)
(6/8/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2025About the Series 82TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed May 2022About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Curtis James Lawhorn's CRS (Customer Relationship Summary).
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