Righetti Joseph

NATIONWIDE SECURITIES

Brooklyn, NY

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CRD#: 5344516

Professional summary

Righetti Joseph, CFP®, ChFC® is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Brooklyn, New York.

Righetti is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Righetti has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Position: founder Company/Employer: Yugen Wealth Consultancy Start Date: 04/09/2025 Hours Devoted Monthly: 10 Hours During Trading Hours: 0 Investment Related: No

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Righetti Joseph's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Righetti Joseph's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

Experience

Current

July 7, 2025 - Present

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

Brooklyn, NY

Current

May 21, 2025 - Present

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

Brooklyn, NY

Past

November 14, 2022 - November 15, 2024

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

BROOKLYN, NY

Past

July 25, 2019 - November 15, 2024

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

NEW YORK, NY

Past

June 23, 2016 - June 21, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

June 23, 2016 - June 21, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 23, 2013 - June 15, 2016

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

JAMAICA, NY

Past

April 23, 2013 - June 15, 2016

HSBC SECURITIES (USA) INC.

CRD#: 19585

JAMAICA, NY

Past

June 18, 2012 - April 15, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BAYSIDE, NY

Past

May 1, 2012 - April 15, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BAYSIDE, NY

Past

August 18, 2011 - April 26, 2012

LPL FINANCIAL LLC

CRD#: 6413

NEW YORK, NY

Past

July 11, 2007 - February 18, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE SECURITIES, LLC

NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA

Registered Investment Advisory firm - SEC (7/9/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/21/2025)

IAR

Alabama
(7/7/2025)

Alaska
(5/21/2025)

IAR

Alaska
(7/7/2025)

Arizona
(5/21/2025)

IAR

Arizona
(7/17/2025)

Arkansas
(5/21/2025)

IAR

Arkansas
(7/7/2025)

California
(5/21/2025)

IAR

California
(7/7/2025)

Colorado
(5/21/2025)

IAR

Colorado
(7/7/2025)

Connecticut
(5/21/2025)

IAR

Connecticut
(7/7/2025)

Delaware
(5/21/2025)

IAR

Delaware
(7/7/2025)

District of Columbia
(5/21/2025)

IAR

District of Columbia
(7/17/2025)

Florida
(5/21/2025)

IAR

Florida
(7/8/2025)

Georgia
(5/21/2025)

IAR

Georgia
(7/8/2025)

Hawaii
(5/21/2025)

IAR

Hawaii
(7/7/2025)

Idaho
(5/21/2025)

IAR

Idaho
(7/7/2025)

Illinois
(5/21/2025)

IAR

Illinois
(7/7/2025)

Indiana
(5/21/2025)

IAR

Indiana
(7/7/2025)

Iowa
(5/21/2025)

IAR

Iowa
(7/7/2025)

Kansas
(5/21/2025)

IAR

Kansas
(7/7/2025)

Kentucky
(5/21/2025)

IAR

Kentucky
(7/7/2025)

Louisiana
(5/21/2025)

IAR

Louisiana
(7/7/2025)

Maine
(5/21/2025)

IAR

Maine
(7/7/2025)

Maryland
(5/21/2025)

IAR

Maryland
(7/7/2025)

Massachusetts
(5/21/2025)

IAR

Massachusetts
(7/7/2025)

Michigan
(5/21/2025)

IAR

Michigan
(7/7/2025)

Minnesota
(5/21/2025)

IAR

Minnesota
(7/7/2025)

Mississippi
(5/21/2025)

IAR

Mississippi
(7/7/2025)

Missouri
(5/21/2025)

IAR

Missouri
(7/7/2025)

Montana
(5/21/2025)

IAR

Montana
(7/7/2025)

Nebraska
(5/21/2025)

IAR

Nebraska
(7/14/2025)

Nevada
(5/21/2025)

IAR

Nevada
(7/7/2025)

New Hampshire
(5/21/2025)

IAR

New Hampshire
(7/7/2025)

New Jersey
(5/21/2025)

IAR

New Jersey
(7/7/2025)

New Mexico
(5/21/2025)

IAR

New Mexico
(7/8/2025)

New York
(5/21/2025)

IAR

New York
(7/7/2025)

North Carolina
(5/21/2025)

IAR

North Carolina
(7/7/2025)

North Dakota
(5/21/2025)

IAR

North Dakota
(7/16/2025)

Ohio
(5/21/2025)

IAR

Ohio
(7/7/2025)

Oklahoma
(5/21/2025)

IAR

Oklahoma
(7/7/2025)

Oregon
(5/21/2025)

IAR

Oregon
(7/7/2025)

Pennsylvania
(5/21/2025)

IAR

Pennsylvania
(7/7/2025)

Puerto Rico
(5/21/2025)

IAR

Puerto Rico
(7/7/2025)

Rhode Island
(5/21/2025)

IAR

Rhode Island
(7/7/2025)

South Carolina
(5/21/2025)

IAR

South Carolina
(7/7/2025)

South Dakota
(5/21/2025)

IAR

South Dakota
(7/7/2025)

Tennessee
(6/6/2025)

Texas
(5/21/2025)

IAR

Texas
(7/7/2025)

Utah
(5/21/2025)

IAR

Utah
(7/8/2025)

Vermont
(5/21/2025)

IAR

Vermont
(7/7/2025)

Virginia
(5/21/2025)

IAR

Virginia
(7/7/2025)

Washington
(5/21/2025)

IAR

Washington
(7/7/2025)

West Virginia
(5/21/2025)

IAR

West Virginia
(7/10/2025)

Wisconsin
(5/21/2025)

IAR

Wisconsin
(7/7/2025)

Wyoming
(5/21/2025)

IAR

Wyoming
(7/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2025

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/15/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/10/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE SECURITIES, LLC

CRD#: 11173 / SEC#: 801-69260, 8-12500

RIA

Registered Investment Advisory firm - SEC (7/9/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Phone number

(888) 753-7364

Established

Delaware since 10/09/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

NSLLC FORM ADV PART 2A BROCHURE (7/8/2025)

Direct owners and executive officers

Name	Position	CRD#
NFS DISTRIBUTORS, INC.	MANAGING MEMBER
ANIANO, JOSEPH NICHOLAS	PRESIDENT	4303290
GINNAN, STEVEN A.	BOARD MANAGER	6984613
JESTICE, KEVIN THOMAS	BOARD MANAGER	5363377
RABENSTINE, JAMES JAY	VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	2025566
ROSWELL, EWAN THEODORE	AVP, FINANCE CONTROLLERSHIP-NF AND FINOP	3056545
STEVENSON, ERIC RAY	BOARD MANAGER	5250338

Disclosures

Regulatory Event	10
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Righetti Joseph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Righetti Joseph's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Righetti Joseph's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE SECURITIES, LLC

MISSIONSQUARE RETIREMENT

MISSIONSQUARE INVESTMENT SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

NATIONWIDE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2025

Series 65

Date: 6/15/2012

Series 63

Date: 8/7/2007

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2012

Series 6

Date: 7/10/2007

FINRA

Current Firm

NATIONWIDE SECURITIES, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONWIDE SECURITIES, LLC

TRUST BUT VERIFY

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