Aaron M. Wassenaar

ACTION POINT RETIREMENT GROUP LLC

Wayland, MI

Some features on this profile are disabled

CRD#: 5343896

Professional summary

Aaron Mathew Wassenaar, who also goes by Aaron Wassenaar, is a registered financial advisor currently at ACTION POINT RETIREMENT GROUP LLC located in Wayland, Michigan and FIDUCIARY FINANCIAL ADVISORS located in Grand Rapids, Michigan.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Aaron has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Wassenaar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Mathew Wassenaar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2015 - Present

ACTION POINT RETIREMENT GROUP LLC

RIA

CRD#: 282058

Wayland, MI

Current

February 29, 2024 - Present

FIDUCIARY FINANCIAL ADVISORS

Office #1: 124 Fulton St. East Suite 200, Grand Rapids, MI 49503

RIA

CRD#: 172103

Grand Rapids, MI

Past

September 18, 2014 - November 23, 2015

FIDUCIARY FINANCIAL ADVISORS

RIA

CRD#: 172103

WAYLAND, MI

Past

July 18, 2011 - August 15, 2014

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

GRAND RAPIDS, MI

Past

July 18, 2011 - August 15, 2014

OPPENHEIMER & CO. INC.

CRD#: 249

GRAND RAPIDS, MI

Past

November 10, 2009 - July 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GRAND RAPIDS, MI

Past

November 6, 2009 - July 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GRAND RAPIDS, MI

Past

August 26, 2008 - November 2, 2009

WADDELL & REED

RIA

CRD#: 866

GRAND RAPIDS, MI

Past

July 15, 2008 - November 2, 2009

WADDELL & REED

CRD#: 866

GRAND RAPIDS, MI

Past

September 21, 2007 - July 2, 2008

EDWARD JONES

RIA

CRD#: 250

WAYLAND, MI

Past

August 14, 2007 - July 2, 2008

EDWARD JONES

CRD#: 250

WAYLAND, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY FINANCIAL ADVISORS

ACTION POINT FINANCIAL PLANNING, LLC | LUMINOUS MONEY | FIDUCIARY FINANCIAL ADVISORS

CRD#: 172103 / SEC#: 801-120619

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Michigan

Registered Investment Advisory firm - (5/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/25/2015)

IAR

Texas
(6/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/2007

General Securities Representative Examination

Current Firm

FIDUCIARY FINANCIAL ADVISORS

ACTION POINT FINANCIAL PLANNING, LLC | LUMINOUS MONEY | FIDUCIARY FINANCIAL ADVISORS

CRD#: 172103 / SEC#: 801-120619

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Michigan

Registered Investment Advisory firm - (5/13/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

124 Fulton St. East Suite 200, Grand Rapids, MI 49503

Mailing Address

Phone number

(616) 622-3062

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/14/2025)

Regulatory assets under management

Total Number of Accounts	2,035
AUM (Assets Under Management)	$ 1,165,890,928

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/02/2025	Cover Page	Report
10/16/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron M. Wassenaar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Mathew Wassenaar's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY FINANCIAL ADVISORS

FIDUCIARY FINANCIAL ADVISORS

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WADDELL & REED

WADDELL & REED

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

FIDUCIARY FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2007

Series 7

Date: 8/13/2007

Current Firm

FIDUCIARY FINANCIAL ADVISORS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIARY FINANCIAL ADVISORS

TRUST BUT VERIFY

Similar Advisors