WG
William M. Goldfinch
HILTON HEAD CAPITAL PARTNERS | Branch Manager
Conway, SC 29526
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CRD#: 5343764
WG
Professional summary
William Mctyeire Goldfinch IV, who also goes by William Goldfinch, William M Goldfish, is a registered financial advisor currently at HILTON HEAD CAPITAL PARTNERS, LLC located in Conway, South Carolina.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. William has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Goldfinch | William M Goldfish
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Address: Racepath Avenue, Conway, SC, 29527, United States Activity Type: Non profit Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: this organization works with single dads to help them get back on their feet. my role would be to occasionally work with these young men and counsel them on credit card debt, saving, budgeting, etc... (2) Name of Business: Bull Run Farms LLC Address: 299 wister road, hemingway, SC, 29526, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 02/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I created an LLC to hold a piece of recreational property (3) Name of Business: Conway City Council Address: na, conway, SC, 29526, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 05/23/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: (4) Name of Business: Goldfinch Financial Group LLC Address: 1314 4th Ave, Conway, SC, 29526, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/20/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am requesting for Compliance to approve this name as a "DBA" (5) Name of Business: Goldfinch Financial Group LLC Position Title: Owner; Investment Related; Address: 1314 4th Ave, Conway, SC, 29526, United States, Description of the business: LLC that William employees his staff through for his branch office. They are not IAR's of Hilton Head Capital; Responsibilities Duties: Owner of GFG. IAR of HHCP; Start date: 2025-01-01; Hours per month devoted to business during trading hours: 8; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view William Mctyeire Goldfinch IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2025 - Present
HILTON HEAD CAPITAL PARTNERS, LLC
Office #1: 1314 4th Avenue, Conway, SC 29526RIA
CRD#: 299375
Conway, SC
Past
April 4, 2011 - January 6, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Conway, SC
Past
November 12, 2010 - January 6, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Conway, SC
Past
August 9, 2007 - November 17, 2010
EDWARD JONES
RIA
CRD#: 250
CONWAY, SC
Past
July 11, 2007 - November 17, 2010
EDWARD JONES
BD
CRD#: 250
CONWAY, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HH
HILTON HEAD CAPITAL PARTNERS, LLC
GOLDFINCH FINANCIAL GROUP | UPTOWN PARTNERS ADVISORY | HILTON HEAD CAPITAL PARTNERS, LLC
CRD#: 299375 / SEC#: 801-130275
RIA
Registered Investment Advisory firm - (7/2/2024 Approved)Alabama
Registered Investment Advisory firm - (11/14/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (7/11/2024 Terminated)Texas
Registered Investment Advisory firm - (7/11/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(1/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HH
HILTON HEAD CAPITAL PARTNERS, LLC
GOLDFINCH FINANCIAL GROUP | UPTOWN PARTNERS ADVISORY | HILTON HEAD CAPITAL PARTNERS, LLC
CRD#: 299375 / SEC#: 801-130275
RIA
Registered Investment Advisory firm - (7/2/2024 Approved)Alabama
Registered Investment Advisory firm - (11/14/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/31/2024 Terminated)South Carolina
Registered Investment Advisory firm - (7/11/2024 Terminated)Texas
Registered Investment Advisory firm - (7/11/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Lafayette Place Suite B, Hilton Head Island, SC 29926
Mailing Address
Phone number
(843) 790-7573
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 691 |
| AUM (Assets Under Management) | $ 253,821,111 |
Red Flags
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Company Information
HILTON HEAD CAPITAL PARTNERS, LLC
Branch ManagerCRD#: 299375Conway, SC 29526TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
