LF
Leah L. Flaspohler
KESTRA ADVISORY SERVICES
Columbia, MO 65203
Some features on this profile are disabled
CRD#: 5342457
LF
Professional summary
Leah Lynn Flaspohler, who also goes by Leah L Eaton, Leah Lynn Eaton, Leah Eaton, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Columbia, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Columbia, Missouri.
Leah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Leah has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leah L Eaton | Leah Lynn Eaton | Leah Eaton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***First Christian Church Disciples of Christ; Not Investment Related; ; Deaconess, Board Member; ; Start Date: ; na hrs per month; during trading hours.***Flash Creations, LLC; Not Investment Related; ; Co-owner of LLC with husband.; Selling handmade items, auto repair, and auction business.; Start Date: ; 10 hrs per month; during trading hours.***Woodhaven; Not Investment Related; 1405 Hathman Pl, Columbia, MO 65201; Board Member; Meet quarterly to discuss business of organization focusing on policy/strategic direction/resource development, oversee organization CEO, attend special events and fundraisers.; Start Date: 01/01/2017; 2 hrs per month; 0 during trading hours. ***Fayette Golf Course; Not Investment Related; Columbia, MO; President; President of the Fayette Golf Club. Help plan an organize leagues and tournaments. Manage Facebook page, marketing of events, no handling of funds or investment decisions, or check writing capabilities; Start Date: 05/01/2019; 3 hrs per month; 0 during trading hours. ***Schuster Financial Services LLC; Not Investment Related; Columbia, MO; Registered Staff; Provide support functions for Schuster Financial Services LLC as registered staff. Client servicing, monitoring client accounts, creating consolidated reports, client account statements and perform operational functions as required; Start Date: 01/01/2016; 160 hrs per month; 160 during trading hours. FLASH CREATIONS, LLC POSITION: Co-Owner NATURE: Co-owner INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2017 ADDRESS: 724 County Road 208, Fayette MO 65248, United States DESCRIPTION: Husband and I refurbish and create items made of wood or steel and sell them. We also use our auction services/skills (he as auctioneer, me as auction administration).
CRS (Client Relationship Summary) - RIA
Click below to view Leah Lynn Flaspohler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2000 Forum Blvd Ste 3, Columbia, MO 65203RIA
CRD#: 283330
Columbia, MO
Current
September 16, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2000 Forum Blvd Ste 3, Columbia, MO 65203BD
CRD#: 42046
Columbia, MO
Past
January 15, 2016 - September 21, 2021
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
COLUMBIA, MO
Past
January 8, 2016 - September 21, 2021
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
COLUMBIA, MO
Past
July 29, 2009 - April 14, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
COLUMBIA, MO
Past
December 18, 2008 - December 31, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
COLUMBIA, MO
Past
August 8, 2007 - October 30, 2007
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(9/16/2021)
IAR
Missouri(9/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
