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AN

Alexandra M. Noble

HASTINGS CAPITAL GROUP
New York, NY 10022
Some features on this profile are disabled
CRD#: 5341828
AN

Professional summary


Alexandra Marie Noble, who also goes by Marie Noble, is a registered financial professional currently at HASTINGS CAPITAL GROUP, LLC located in New York, New York.

Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2011. Alexandra has worked at 1 firm and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marie Noble

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexandra Marie Noble's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 4, 2011 - Present

HASTINGS CAPITAL GROUP, LLC

Office #1: 527 Madison Avenue - 4th Floor, New York, NY 10022Office #2: 527 Madison Avenue 4th Floor, New York, NY 10022
BD
CRD#: 142998
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HC
HASTINGS CAPITAL GROUP, LLC
HASTINGS CAPITAL GROUP, LLC

CRD#: 142998 / SEC#: , 8-67517

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
527 Madison Avenue 4th Floor, New York, NY 10022
Mailing Address
527 Madison Avenue 4th Floor, New York, NY 10022
Phone number
(212) 485-3100
Established
Delaware since 09/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SCARAMUCCI, ANTHONY (NMN)MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER, GENERAL SECURITIES PRINCIPAL1983175
MESSING, BRETT STUARTMANAGER, MEMBER2077288
KIRSCHENBLAT, CHAD ETHANFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2503352
NOBLE, ALEXANDRA MARIECHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL5341828
URREY, MINNA KATARIINACHIEF ADMINISTRATIVE OFFICER, GENERAL SECURITIES PRINCIPAL5429274
WRIGHT, JASON RALPHPRESIDENT, MEMBER, GENERAL SECURITIES PRINCIPAL2940758

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HASTINGS CAPITAL GROUP, LLC

CRD#: 142998New York, NY 10022

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