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Shane L. Campbell

FTI CAPITAL ADVISORS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5341101
SC

Professional summary

Shane Leonard Campbell is a registered financial professional currently at FTI CAPITAL ADVISORS, LLC located in Miami, Florida.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2008. Shane has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shane Leonard Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2015 - Present

FTI CAPITAL ADVISORS, LLC

Office #1: 2 S. Biscayne Blvd Suite 1850, Miami, FL 33131
BD
CRD#: 123434
Miami, FL
Past

March 13, 2008 - June 2, 2015

CRONUS PARTNERS LLC

BD
CRD#: 133392
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/13/2017)
RR
California
(3/13/2017)
RR
Colorado
(6/9/2021)
RR
Connecticut
(8/10/2015)
RR
Florida
(3/14/2017)
RR
Georgia
(3/14/2017)
RR
Maryland
(3/14/2017)
RR
New Jersey
(8/11/2015)
RR
New York
(9/30/2015)
RR
North Carolina
(3/14/2017)
RR
Pennsylvania
(8/7/2015)
RR
Texas
(9/8/2015)
RR
Washington
(3/13/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 4/23/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FTI CAPITAL ADVISORS, LLC
FTI CAPITAL ADVISORS, LLC | FTI MERGER & ACQUISITION ADVISORS, LLC

CRD#: 123434 / SEC#: , 8-65587

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
555 12th Street, Nw 7th Floor, Washington, DC 20004
Mailing Address
555 12th Street, Nw 7th Floor, Washington, DC 20004
Phone number
+1 (202) 674-0821
Established
Maryland since 07/22/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FTI CONSULTING, INC.OWNER
BOGUSHEFSKY, JEFFREY CHARLESVICE PRESIDENT & FINOP5411106
CRITTENDEN, JOHN CHEROKEE IIICCO / COO1274733
EATON, CHARLES WALTER IIIDEPUTY FINOP7906108
ROSENTHALL, MICHAEL JAMESSECRETARY6933951
TOBIAS, GLENN RICHARDCEO5990465

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FTI CAPITAL ADVISORS, LLC

CRD#: 123434Miami, FL 33131

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