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Kay Ellen Kidwell

Kay E. Kidwell

RIVERSEDGE ADVISORS | Vice President, Wealth Planner
WILMINGTON, DE 19801
Some features on this profile are disabled
CRD#: 5340697
Kay Ellen Kidwell

Professional summary

Kay Ellen Kidwell, CFP®, who also goes by Kay Ellen Zwolak, is a registered financial advisor currently at RIVERSEDGE ADVISORS located in Wilmington, Delaware.

Kay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kay has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a Wealth Planner, I work with clients and their families to define their financial goals and create a sustainable financial plan.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kay Ellen Zwolak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kay Ellen Kidwell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Cabrini College

Bachelor of Business Administration - Business Administration and Accounting

2006

Experience

Current

June 18, 2025 - Present

RIVERSEDGE ADVISORS

Office #1: 600 N King St Suite 200, Wilmington, DE 19801
RIA
CRD#: 298390
WILMINGTON, DE
Past

March 31, 2025 - April 7, 2025

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BOSTON, MA
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
GLEN MILLS, PA
Past

May 31, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
GREENVILLE, DE
Past

May 17, 2018 - April 4, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENVILLE, DE
Past

June 25, 2008 - May 4, 2018

HAVERFORD TRUST SECURITIES, INC.

BD
CRD#: 13214
RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIVERSEDGE ADVISORS
BLUE ROCK FINANCIAL GROUP | RIVERSEDGE ADVISORS, LLC | RIVERSEDGE ADVISORS | BLUE ROCK RIVERSEDGE

CRD#: 298390 / SEC#: 801-113978

RIA
Registered Investment Advisory firm - (9/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(6/18/2025)
IAR
Pennsylvania
(6/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/16/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/24/2008
General Securities Representative Examination

Current Firm

RA
RIVERSEDGE ADVISORS
BLUE ROCK FINANCIAL GROUP | RIVERSEDGE ADVISORS, LLC | RIVERSEDGE ADVISORS | BLUE ROCK RIVERSEDGE

CRD#: 298390 / SEC#: 801-113978

RIA
Registered Investment Advisory firm - (9/12/2018 Approved)
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Contact information

Main Address
600 N King St Suite 200, Wilmington, DE 19801
Mailing Address
Phone number
(302) 573-6864
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RIVERSEDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/3/2025)

Regulatory assets under management

Total Number of Accounts1,415
AUM (Assets Under Management)$ 708,414,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVERSEDGE ADVISORS

Vice President, Wealth PlannerCRD#: 298390Wilmington, DE 19801

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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