Amy E. Wang
Professional summary
Amy En-mei Wang is a registered financial professional currently at MDB CAPITAL located in Addison, Texas.
Amy is registered as a RR (Registered Representative) and started their career in finance in 2007. Amy has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy En-mei Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2007 - Present
MDB CAPITAL
Office #1: 14135 Midway Road, Suite G-150, Addison, TX 75001State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2007)
(3/25/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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