Howard L. Blum

SEGALL BRYANT & HAMILL

New York, NY 10178

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CRD#: 5339835

Professional summary

Howard L Blum III, who also goes by Howard Blum, Tripp Blum, is a registered financial advisor currently at SEGALL BRYANT & HAMILL located in New York, New York.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Howard has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Howard Blum | Tripp Blum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard L Blum III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2025 - Present

SEGALL BRYANT & HAMILL

Office #1: 101 Park Avenue 24th Floor, New York, NY 10178

RIA

CRD#: 106505

New York, NY

Past

August 3, 2023 - November 10, 2025

PRINCETON VALUE PARTNERS LLC

RIA

CRD#: 313153

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEGALL BRYANT & HAMILL

CRD#: 106505 / SEC#: 801-47232

RIA

Registered Investment Advisory firm - (8/10/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/26/2025)

IAR

New York
(11/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2023

Uniform Investment Adviser Law Examination

Current Firm

SEGALL BRYANT & HAMILL

CRD#: 106505 / SEC#: 801-47232

RIA

Registered Investment Advisory firm - (8/10/1994 Approved)

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Contact information

Main Address

10 South Wacker Drive Suite 3100, Chicago, IL 60606

Mailing Address

Phone number

+1 (800) 836-4265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEGALL BRYANT & HAMILL ADV OCTOBER 10, 2025 (10/10/2025)

Regulatory assets under management

Total Number of Accounts	2,991
AUM (Assets Under Management)	$ 21,267,060,906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Howard L. Blum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard L Blum III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEGALL BRYANT & HAMILL

PRINCETON VALUE PARTNERS LLC

Primary Firm SEC Registration

SEGALL BRYANT & HAMILL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2023

Current Firm

SEGALL BRYANT & HAMILL

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEGALL BRYANT & HAMILL

TRUST BUT VERIFY

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