Pierre-alain P. Rikkers
Professional summary
Pierre-alain P.m. Rikkers, who also goes by Pierre-alain Rikkers, is a registered financial professional currently at ALANTRA, LLC located in New York, New York.
Pierre-alain is registered as a RR (Registered Representative) and started their career in finance in 2008. Pierre-alain has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pierre-alain P.m. Rikkers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2024 - Present
ALANTRA, LLC
Office #1: 430 Park Avenue Floor 7, New York, NY 10022June 17, 2016 - November 15, 2023
TENEO SECURITIES LLC
July 1, 2014 - May 9, 2016
US ARMA PARTNERS LP
July 11, 2011 - June 30, 2014
MOELIS & COMPANY LLC
November 1, 2010 - July 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 14, 2008 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALANTRA, LLC
CRD#: 22095 / SEC#: , 8-40465
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
