MP
Michael S. Pate
CREDIT UNION INVESTMENT SERVICES
Wilson, NC 27893
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CRD#: 5339505
MP
Professional summary
Michael Shane Pate, who also goes by Michael Pate, Shane Pate, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Wilson, North Carolina and SECU BROKERAGE SERVICES located in Wilson, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Pate | Shane Pate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 5/2023. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: August, 2025. Title: Trust Rep. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 5/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. POSITION: Rental Property owner / landlord NATURE: Rental property real estate (rental homes,etc). Michael Shane Pate and Carla Pate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/2013 ADDRESS: 206 S. Spence Ave. Goldsboro, NC. 27534 , United States DESCRIPTION: Our duties will be to find houses to purchase. Once purchased we will rent the house out to potential tenants. Once the tenant is in the rental house that we own we will collect monthly rent from the tenant. We will upkeep our properties. POSITION: Rental Property owner / landlord NATURE: Rental property real estate (rental homes,etc). Michael Shane Pate and Carla Pate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/2016 ADDRESS: 117 Britmorlan Drive Pikeville, NC. 27863, United States DESCRIPTION: Our duties will be to find houses to purchase. Once purchased we will rent the house out to potential tenants. Once the tenant is in the rental house that we own we will collect monthly rent from the tenant. We will upkeep our properties. OHANA PROPERTIES OF GOLDSBORO LLC POSITION: Co owner LLC NATURE: We own properties for rental income. We rent out homes that we own for rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/25/2020 ADDRESS: 115 Britmorlan Drive, Pikeville NC 27863, United States DESCRIPTION: My duties are I am co-owner with my wife Ohana Properties of Goldsboro. We over see our rental houses and any income or expenses that we receive from owning investment properties.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Shane Pate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2023 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 3004 Nc 42 West, Wilson, NC 27893RIA
CRD#: 144871
Wilson, NC
Current
May 25, 2023 - Present
SECU BROKERAGE SERVICES
Office #1: 3004 Nc 42 West, Wilson, NC 27893BD
CRD#: 19899
Wilson, NC
Past
April 19, 2023 - May 11, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Goldsboro, NC
Past
October 14, 2022 - May 11, 2023
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Goldsboro, NC
Past
May 22, 2007 - September 30, 2022
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
GOLDSBORO, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(5/25/2023)
IAR
North Carolina(5/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CU
CREDIT UNION INVESTMENT SERVICES
CREDIT UNION INVESTMENT SERVICES | CREDIT UNION INVESTMENT SERVICES, INC.
CRD#: 144871 / SEC#:
North Carolina
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Contact information
Main Address
801 Hillsborough Street 3rd Floor, Raleigh, NC 27603
Mailing Address
Po Box 26807, Raleigh, NC 27611
Phone number
(800) 451-5467
Established
Firm type
Fiscal year end
# of Employees
258
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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