AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MS

Mildred Louise M. Santos

COMMON CENTS PLANNING
GLEN MILLS, PA 19342-1127
CRD#: 5339351
Some features on this profile are disabled
MS
Mildred Louise Marquez SantosCOMMON CENTS PLANNING

Professional summary

Mildred Louise Marquez Santos, CFP®, who also goes by Mildred Marquez Santos, Mildred Santos, is a registered financial advisor currently at COMMON CENTS PLANNING located in Glen Mills, Pennsylvania.

Mildred Louise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Mildred Louise has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mildred Marquez Santos | Mildred Santos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mildred Louise Marquez Santos's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

June 8, 2026 - Present

COMMON CENTS PLANNING

Office #1: 239 Baltimore Pike, Glen Mills, PA 19342-1127
RIA
CRD#: 120131
GLEN MILLS, PA
Past

July 24, 2025 - December 31, 2025

KATHMERE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 305118
WAYNE, PA
Past

April 6, 2018 - October 7, 2020

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
Malvern, PA
Past

April 6, 2018 - October 7, 2020

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

April 12, 2013 - March 19, 2018

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
PHOENIXVILLE, PA
Past

April 12, 2013 - March 19, 2018

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PHOENIXVILLE, PA
Past

September 19, 2012 - April 10, 2013

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
PHILADELPHIA, PA
Past

September 19, 2012 - April 10, 2013

SANTANDER SECURITIES LLC

BD
CRD#: 41791
PHILADELPHIA, PA
Past

January 3, 2011 - September 19, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
DEVON, PA
Past

July 6, 2010 - September 19, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
DEVON, PA
Past

July 18, 2007 - June 28, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
WAYNE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMMON CENTS PLANNING
COMMON CENTS PLANNING | PLANNING DIRECTIONS, INC. | COMMON CENTS PLANNING INC

CRD#: 120131 / SEC#: 801-62686

RIA
Registered Investment Advisory firm - (1/14/2004 Approved)
Pennsylvania
Registered Investment Advisory firm - (3/27/2007 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(6/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/31/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/17/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CC
COMMON CENTS PLANNING
COMMON CENTS PLANNING | PLANNING DIRECTIONS, INC. | COMMON CENTS PLANNING INC

CRD#: 120131 / SEC#: 801-62686

RIA
Registered Investment Advisory firm - (1/14/2004 Approved)
Pennsylvania
Registered Investment Advisory firm - (3/27/2007 Terminated)
Loading...

Contact information

Main Address
239 Baltimore Pike, Glen Mills, PA 19342-1127
Mailing Address
Phone number
(610) 361-0865
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE 2.2026 (2/12/2026)

Regulatory assets under management

Total Number of Accounts1,431
AUM (Assets Under Management)$ 542,444,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMON CENTS PLANNING

CRD#: 120131Glen Mills, PA 19342-1127

TRUST BUT VERIFY

Monitor Mildred Louise Santos

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Lawrence Earl Springer
Lawrence SpringerAdvisorCheck Check Mark
SHERPA CAPITAL MANAGEMENT
IAR
HOCKESSIN, DE
Robert Charles Boland
Robert BolandAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Malvern, PA
Jeffrey Michael Kropp
Jeffrey KroppAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Chadds Ford, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.