Andrew W. Ahern
Professional summary
Andrew William Ahern is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew William Ahern's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2012 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 26, 2010 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 14, 2010 - April 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2007 - September 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2022)
(7/22/2021)
(4/1/2024)
(11/20/2024)
(3/4/2024)
(10/2/2023)
(5/22/2024)
(1/14/2023)
(1/12/2024)
(4/13/2021)
(7/20/2012)
(5/19/2023)
(2/7/2023)
(4/13/2021)
(4/28/2021)
(4/28/2021)
(8/23/2021)
(9/24/2021)
(9/27/2023)
(8/23/2021)
(2/22/2022)
(3/26/2024)
(8/23/2021)
(9/14/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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