Lavette D. Hatch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lavette Denier Hatch, who also goes by L. Nzinga Hatch, Nzinga Hatch, was a registered financial professional .
Lavette is a previously registered financial professional and started their career in finance in 2007. Lavette had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2014 - September 2, 2016
QUEST CAPITAL STRATEGIES, INC.
March 14, 2012 - May 31, 2013
MML INVESTORS SERVICES, LLC
March 22, 2011 - January 6, 2012
CHASE INVESTMENT SERVICES CORP.
April 23, 2010 - November 2, 2010
WELLS FARGO INVESTMENTS, LLC
June 27, 2007 - May 11, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
