Teena Marie T. Tomilloso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teena Marie Tomilloso Tomilloso, who also goes by Teena Marie Tomilloso Miller, Teena Tomilloso, Teena Marie Reyes Tomilloso, Teena Marie Reyes Tomillos, was a registered financial professional .
Teena Marie is a previously registered financial professional and started their career in finance in 2007. Teena Marie had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2016 - December 31, 2019
SCF INVESTMENT ADVISORS, INC.
July 7, 2016 - December 31, 2019
SCF SECURITIES, INC.
April 5, 2013 - July 14, 2016
FIRST BROKERAGE AMERICA, L.L.C.
October 1, 2010 - July 14, 2016
FIRST BROKERAGE AMERICA, L.L.C.
June 26, 2007 - July 27, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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