Radhika Chopra
Professional summary
Radhika Chopra is a registered financial professional currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Tampa, Florida.
Radhika is registered as a RR (Registered Representative) and started their career in finance in 2010. Radhika has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Radhika Chopra's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2024 - Present
SEQUENCE FINANCIAL SPECIALISTS LLC
July 1, 2022 - November 16, 2023
M2O PRIVATE FUND ADVISORS LLC
April 4, 2011 - July 24, 2013
NOMURA SECURITIES INTERNATIONAL, INC.
November 5, 2010 - January 20, 2011
HUDSON SECURITIES,INC.
June 2, 2010 - September 15, 2010
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(6/10/2024)
(6/24/2025)
(6/10/2024)
Exams
Series 7TO
Date: 7/1/2022
General Securities Representative ExaminationFINRA
Current Firm
SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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