Joshua A. Sanders
Professional summary
Joshua Adam Sanders is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Wesley Chapel, Florida and TRUIST INVESTMENT SERVICES, INC. located in Brooksville, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Joshua has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Adam Sanders's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
October 28, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1 E Jefferson St Fl 3, Brooksville, FL 34601December 23, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
November 4, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 11, 2011 - July 30, 2013
USAA FINANCIAL PLANNING SERVICES
September 26, 2011 - July 30, 2013
USAA FINANCIAL ADVISORS, INC.
June 10, 2010 - August 2, 2011
EDWARD JONES
April 13, 2010 - August 2, 2011
EDWARD JONES
December 18, 2009 - March 4, 2010
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2017)
(9/6/2022)
(9/6/2022)
(7/30/2016)
(5/5/2016)
(6/5/2015)
(6/5/2015)
(9/6/2022)
(9/6/2022)
(10/28/2013)
(9/9/2016)
(10/28/2013)
(9/6/2022)
(9/6/2022)
(4/14/2017)
(5/26/2017)
(4/14/2017)
(5/26/2017)
(9/6/2022)
(9/6/2022)
(9/6/2022)
(5/26/2017)
(4/14/2017)
(3/6/2017)
(1/31/2018)
(1/31/2018)
(4/14/2017)
(4/14/2017)
(4/14/2017)
(9/6/2022)
(9/6/2022)
(4/14/2017)
(9/6/2022)
(6/4/2014)
(4/17/2017)
(9/6/2022)
(4/14/2017)
(6/5/2015)
(1/5/2016)
(5/26/2017)
(9/6/2022)
(4/14/2017)
(6/4/2014)
(9/6/2022)
(3/31/2014)
(6/4/2014)
(9/6/2022)
(5/11/2016)
(9/6/2022)
(6/4/2014)
(5/26/2017)
(5/26/2017)
(1/31/2018)
(9/6/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
