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HB

Hardin S. Bethea

CAPITAL CONNECT
Vero Beach, FL 32963
Some features on this profile are disabled
CRD#: 5337895
HB

Professional summary

Hardin S Bethea, who also goes by Hardin Sherard Bethea, is a registered financial professional currently at CAPITAL CONNECT, LLC located in Vero Beach, Florida.

Hardin is registered as a RR (Registered Representative) and started their career in finance in 2007. Hardin has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hardin Sherard Bethea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hardin S Bethea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

CAPITAL CONNECT, LLC

Office #1: 191 Silver Moss Drive, Vero Beach, FL 32963
BD
CRD#: 329399
Vero Beach, FL
Past

February 7, 2020 - December 6, 2023

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

March 1, 2018 - March 31, 2020

STEPHENS

BD
CRD#: 3496
DALLAS, TX
Past

September 30, 2016 - February 27, 2018

BLACKHILL ADVISORS LP

BD
CRD#: 116423
DALLAS, TX
Past

June 18, 2013 - September 30, 2016

NBC SECURITIES, INC.

RIA
CRD#: 17870
WINTERPARK, FL
Past

May 10, 2013 - September 30, 2016

NBC SECURITIES, INC.

BD
CRD#: 17870
BIRMINGHAM, AL
Past

February 22, 2010 - June 7, 2013

CORNWALL PARTNERS, LLC

BD
CRD#: 141684
NEW YORK, NY
Past

November 12, 2009 - February 22, 2010

INTE SECURITIES LLC

BD
CRD#: 47107
BOCA RATON, FL
Past

March 3, 2008 - December 24, 2008

I(DEA) GROUP SECURITIES LLC

BD
CRD#: 145739
WINTER PARK, FL
Past

August 3, 2007 - March 5, 2008

BROCK SECURITIES LLC

BD
CRD#: 122156
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/16/2026)
RR
Florida
(4/16/2026)
RR
Texas
(4/16/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/5/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/30/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CAPITAL CONNECT, LLC
CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
191 Silver Moss Drive, Vero Beach, FL 32963
Mailing Address
191 Silver Moss Drive, Vero Beach, FL 32963
Phone number
(646) 265-2400
Established
Wyoming since 10/18/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLSEN, CHRISTOPHER NOLANCEO/CCO3269364
PORTWOOD, WILLIAM BOYCECFO/POO/PFO/FINOP4853700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL CONNECT, LLC

CRD#: 329399Vero Beach, FL 32963

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