Aaron R. Tice
DELPHI WEALTH PARTNERS
GRAND JUNCTION, CO 81506
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CRD#: 5337696
Professional summary
Aaron Raburn Tice, CFP® is a registered financial advisor currently at DELPHI WEALTH PARTNERS located in Grand Junction, Colorado.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Aaron has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TICE TAX LTD.; NONINVT REL; 546 MAIN ST, SUITE 401, GRAND JUNCTION, CO 81501; TAX PREPARATION; OWNER; START 01/2020; 10 HRS/MO; 0 HRS/MO DURING TRADING; PREPARE CLIENT TAX RETURNS. BUSINESS OWNERSHIP; DAELT LLC; OFFICER; REAL ESTATE HOLDING COMPANY (ESTATE PLANNING ENTITY FOR LARRY D TICE FBO AARON TICE, ELIZABETH TICE, AND DAVID TICE); GRAND JUNCTION, CO 81506. Business Name: WSAS Insurance Brokerage, LLC Is the Business investment-related? yes Address: Grand Junction, CO Nature of the other business: Insurance sales Your position, title, or relationship: Owner Start date of your relationship (mm/year)10/2015 Approximate percentage of time and income related to the business.0% Briefly describe your duties relating to the other business. - shell LLC for now. Business Name: Aqua Vita GJ Is the Business investment-related? no Address: Grand Junction, CO Nature of the other business: Mobile IV Hydration and Nutrition Your position, title, or relationship: Co-Owner Start date of your relationship (mm/year)03/2021 Approximate percentage of time and income related to the business.1% Briefly describe your duties relating to the other business. - running the business
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Raburn Tice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 5, 2015 - Present
DELPHI WEALTH PARTNERS
Office #1: 2764 Compass Drive Suite 225, Grand Junction, CO 81506RIA
CRD#: 268825
GRAND JUNCTION, CO
Past
July 16, 2007 - July 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THORNTON, CO
Past
July 13, 2007 - July 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THORNTON, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/9/2022)
IAR
California(1/6/2016)
IAR
Colorado(8/14/2015)
IAR
Florida(3/30/2022)
IAR
New York(3/23/2023)
IAR
Oregon(8/5/2015)
IAR
Texas(10/16/2015)
IAR
Washington(8/17/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DELPHI WEALTH PARTNERS
DELPHI WEALTH PARTNERS | WEST SLOPE ADVISORY SERVICES LLC
CRD#: 268825 / SEC#:
Arizona
Registered Investment Advisory firm - (9/9/2022 Approved)California
Registered Investment Advisory firm - (1/1/2016 Approved)Colorado
Registered Investment Advisory firm - (8/14/2015 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Approved)New York
Registered Investment Advisory firm - (3/23/2023 Approved)Oregon
Registered Investment Advisory firm - (7/29/2015 Approved)Texas
Registered Investment Advisory firm - (10/10/2015 Conditional Restricted)Washington
Registered Investment Advisory firm - (8/17/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2764 Compass Drive Suite 225, Grand Junction, CO 81506
Mailing Address
Phone number
(970) 639-1142
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 357 |
| AUM (Assets Under Management) | $ 46,769,253 |
Red Flags
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