Daniel J. Kloskowski
Professional summary
Daniel Joseph Kloskowski was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel Joseph Kloskowski, who also goes by Daniel Kloskowski, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2007. Daniel had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2012 - May 5, 2014
NATIONAL SECURITIES CORPORATION
May 2, 2012 - December 11, 2012
OBSIDIAN FINANCIAL GROUP, LLC
August 27, 2008 - July 6, 2009
E*TRADE SECURITIES LLC
June 9, 2008 - September 22, 2008
NATIONAL SECURITIES CORPORATION
December 19, 2007 - February 12, 2008
HALLMARK INVESTMENTS, INC.
July 3, 2007 - December 17, 2007
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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