JJ
Jon D. Johnson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Rapid City, SD 57702
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CRD#: 5337104
JJ
Professional summary
Jon Dana Johnson, CIMA® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Rapid City, South Dakota and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rapid City, South Dakota.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JJ Advisor Services, Inc. DBA, JJ Advisors DBA JJ Advisor Group, 6630 Dark Canyon Rd. Rapid City, SD 11/03/2008 President. INV REL Devotes 5 HR/MO; 0 HR/WK during trading 2) Real Estate-TJ Properties, 1604 Mountain View Rd. Suite 2 Rapid City, SD 12/03/2014 as Managing Partners Real Estate Rentals. Non-INV REL Devotes 2 HR/MO; 1 HR during trading 3) Real Estate-The J Team, 8151 W. 44th Ave, Wheatridge, CO 09/02/1997 as Limited Partner, Real estate holdings with family members. Non-INV REL Devotes 1 HR/YR; 0 HR/WK during trading 4) Crump Life, 280 S. 400 West, Suite 100 Salt Lake City, UT , 01/01/2010 as INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. Non-INV REL - 2HR/MO - 2/TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 8) JO MOMMA SAYS INVESTMENTS, LLC, 8151 W 44TH AVE, WHEATRIDGE, CO, INVESTMENT CLUB PARTICIPATING, FAMILY INVESTEMENTS, 09/02/97, NIR, 1/YR- 0/TRADING 9) JON D JOHNSON, 1604 MOUNTAIN VIEW RD, STE 2, RAPID CITY, SD, NOTARY PUBLIC, 06/01/21, NIR, 1 HR/MO- 1/TRADING HR. 10) ASSOCIATION OF FINANCIAL EDUCATORS (AFE), 1604 Mountain View Rd Ste 2 Rapid City SD 57702, 01/2022, VOLUNTEER, Financial Literacy Trainer, NIR, 5 HR/MONTH 5 HR/MONTH TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jon Dana Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 9, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1604 Mountain View Rd Suite 2, Rapid City, SD 57702RIA
CRD#: 134139
Rapid City, SD
Current
October 8, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1604 Mountain View Rd Suite 2, Rapid City, SD 57702BD
CRD#: 39543
Rapid City, SD
Past
March 10, 2010 - October 8, 2019
SIGNAL SECURITIES, INC.
RIA
CRD#: 15916
RAPID CITY, SD
Past
January 13, 2010 - October 8, 2019
SIGNAL SECURITIES, INC.
BD
CRD#: 15916
RAPID CITY, SD
Past
October 23, 2009 - January 14, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
RAPID CITY, SD
Past
July 31, 2007 - October 27, 2009
WADDELL & REED
RIA
CRD#: 866
RAPID CITY, SD
Past
July 4, 2007 - October 27, 2009
WADDELL & REED
BD
CRD#: 866
RAPID CITY, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/31/2019)
RR
Arizona(10/14/2019)
RR
California(10/8/2019)
RR
Colorado(10/8/2019)
RR
Iowa(11/8/2019)
RR
Kansas(2/15/2024)
RR
Louisiana(4/4/2022)
RR
Maryland(1/4/2022)
RR
Michigan(3/6/2020)
RR
Minnesota(10/8/2019)
RR
Montana(10/9/2019)
RR
Nebraska(10/8/2019)
RR
Nevada(10/8/2019)
RR
New Jersey(10/8/2019)
RR
New Mexico(10/8/2019)
RR
North Carolina(8/9/2023)
RR
North Dakota(10/8/2019)
RR
Ohio(8/19/2022)
RR
Oklahoma(2/15/2024)
RR
Pennsylvania(9/22/2020)
RR
South Carolina(10/8/2019)
RR
South Dakota(10/8/2019)
IAR
South Dakota(10/10/2019)
RR
Texas(10/8/2019)
IAR
Texas(10/9/2019)
RR
Utah(9/22/2021)
RR
Wisconsin(10/16/2019)
RR
Wyoming(10/8/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Rapid City, SD 57702TRUST BUT VERIFY
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