DT
Daniel R. Taylor
KESTRA ADVISORY SERVICES
Royal Oak, MI 48067
Some features on this profile are disabled
CRD#: 5335825
DT
Professional summary
Daniel Robert Taylor is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Royal Oak, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Royal Oak, Michigan.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 6/7/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Investment Advisor Representative Business Name: Cambridge Consulting Group, LLC DBA NFP Investment Related: Yes Address: 400 West Fourth Street, Suite 300 Royal Oak MI 48067 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 6/7/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales Business Name: Red Run Golf Club Investment Related: No Address: 2036 Rochester Road Royal Oak MI 48073 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: I was recently elected as a member of the board of directors. Start Date: 1/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As a director of the club, I will work with the staff to make decisions on the future of the club and ensure day to day management of the club suits the memberships needs. Business Name: WOLVERINE HUMAN SERVICES POSITION: Board Trustee NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2023 ADDRESS: 20300 Superior Road, Suite 140, Taylor MI 48180 DESCRIPTION: same as above
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Robert Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 400 West Fourth Street Suite 300, Royal Oak, MI 48067RIA
CRD#: 283330
Royal Oak, MI
Current
June 10, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 400 West Fourth St. Suite 300, Royal Oak, MI 48067BD
CRD#: 42046
Royal Oak, MI
Past
May 4, 2009 - June 11, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ROYAL OAK, MI
Past
August 8, 2007 - June 11, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ROYAL OAK, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/24/2020)
RR
Florida(6/10/2019)
RR
Illinois(11/28/2023)
RR
Massachusetts(8/19/2021)
RR
Michigan(6/10/2019)
IAR
Michigan(6/10/2019)
RR
New Hampshire(1/31/2022)
RR
New Jersey(6/10/2019)
RR
North Carolina(4/8/2020)
RR
Virginia(6/10/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
