William S. Twum
Professional summary
William Schandorf Twum, who also goes by William S Twum, William Twum, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Tallahassee, Florida and TRUIST INVESTMENT SERVICES, INC. located in Tallahassee, Florida.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. William has worked at 6 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Schandorf Twum's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2023 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3522 Thomasville Rd, Tallahassee, FL 32309March 15, 2023 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3522 Thomasville Rd, Tallahassee, FL 32309March 2, 2020 - February 28, 2023
WELLS FARGO CLEARING SERVICES, LLC
February 28, 2020 - February 28, 2023
WELLS FARGO CLEARING SERVICES, LLC
October 31, 2019 - February 5, 2020
J.P. MORGAN SECURITIES LLC
October 15, 2019 - February 5, 2020
J.P. MORGAN SECURITIES LLC
June 30, 2014 - April 2, 2019
J.P. MORGAN SECURITIES LLC
June 26, 2014 - April 2, 2019
J.P. MORGAN SECURITIES LLC
April 5, 2013 - May 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 4, 2013 - May 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 10, 2012 - February 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2011 - February 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 2009 - December 22, 2009
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2023)
(3/22/2023)
Exams
Series 6TO
Date: 3/15/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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