Jonathan P. Livingston

ETC BROKERAGE SERVICES

Westlake, OH 44145

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CRD#: 5335391

Professional summary

Jonathan Paton Livingston, who also goes by Jonathan Payton Livingston, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Westlake, Ohio.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jonathan Payton Livingston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Paton Livingston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

ETC BROKERAGE SERVICES, LLC

Office #1: 1 Equity Way, Westlake, OH 44145

CRD#: 145276

Westlake, OH

Past

July 8, 2020 - July 18, 2023

KEY INVESTMENT SERVICES LLC

CRD#: 136300

MACEDONIA, OH

Past

July 21, 2014 - March 6, 2020

KEY INVESTMENT SERVICES LLC

CRD#: 136300

ROCKY RIVER, OH

Past

November 13, 2009 - July 14, 2014

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

WESTLAKE, OH

Past

November 13, 2009 - July 14, 2014

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WESTLAKE, OH

Past

June 8, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

ELYRIA, OH

Past

June 8, 2009 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

ELYRIA, OH

Past

August 20, 2007 - June 3, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTLAKE, OH

Past

August 15, 2007 - June 3, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTLAKE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(5/13/2025)

Texas
(5/13/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 9/3/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ETC BROKERAGE SERVICES, LLC

COLLECTIVE FINANCIAL SERVICES, LLC | ETC BROKERAGE SERVICES, LLC

CRD#: 145276 / SEC#: , 8-67719

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

5430 Lbj Freeway Suite 320, Dallas, TX 75240

Mailing Address

1 Equity Way, Westlake, OH 44145

Phone number

(877) 403-0369

Established

Connecticut since 05/23/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DESICH, JEFFREY ALAN	VICE PRESIDENT	2771522
DESICH, RICHARD ANTHONY JR	VICE PRESIDENT	2634014
AMACHER, CATHERINE COMBS	CEO	3168184
KOSINSKI, THOMAS JAMES	FINOP	6712417
MOORE, JONATHAN KIEL	PRESIDENT, COO	2312492
STRICKLAND, JASON LEE	CHIEF COMPLIANCE OFFICER	5013990
TRUKSHANIN, MIKHAIL	CFO, PFO	7436256

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan P. Livingston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Paton Livingston's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2009

Series 99TO

Date: 9/3/2025

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2007

FINRA

Current Firm

ETC BROKERAGE SERVICES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ETC BROKERAGE SERVICES, LLC

TRUST BUT VERIFY

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