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JZ

Joshua Zillmer

CETERA INVESTMENT ADVISERS
Delray Beach, FL 33445
Some features on this profile are disabled
CRD#: 5335018
JZ

Professional summary

Joshua Zillmer, who also goes by Josh Zillmer, Joshua Zillmer Aif, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Delray Beach, Florida and CETERA ADVISORS LLC located in Delray Beach, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Josh Zillmer | Joshua Zillmer Aif

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Zillmer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 601 N Congress Ave Ste 413, Delray Beach, FL 33445
RIA
CRD#: 105644
Delray Beach, FL
Current

August 1, 2018 - Present

CETERA ADVISORS LLC

Office #1: 601 N Congress Ave Ste 413, Delray Beach, FL 33445
BD
CRD#: 10299
Delray Beach, FL
Past

August 1, 2018 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
MAITLAND, FL
Past

October 29, 2015 - October 12, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Wellington, FL
Past

October 8, 2012 - September 8, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
WELLINGTON, FL
Past

September 28, 2012 - August 15, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
WELLINGTON, FL
Past

January 11, 2012 - August 20, 2012

NFSG CORPORATION

RIA
CRD#: 130814
BOCA RATON, FL
Past

October 25, 2011 - August 20, 2012

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

February 17, 2011 - July 26, 2011

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
WELLINGTON, FL
Past

January 8, 2008 - July 26, 2011

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
WELLINGTON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/22/2020)
RR
California
(7/17/2020)
RR
Colorado
(1/9/2024)
RR
Florida
(8/1/2018)
IAR
Florida
(2/28/2024)
RR
Georgia
(12/13/2022)
RR
Illinois
(10/22/2020)
RR
Iowa
(1/9/2024)
RR
Maryland
(8/1/2018)
RR
Missouri
(10/22/2020)
RR
Montana
(10/22/2020)
RR
New York
(10/22/2020)
RR
North Carolina
(3/18/2021)
RR
Pennsylvania
(8/1/2018)
RR
Texas
(8/1/2018)
IAR
Texas
(3/21/2024)
RR
Virginia
(1/2/2026)
RR
Wyoming
(2/9/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/17/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/7/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Delray Beach, FL 33445

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