JZ
Joshua Zillmer
CETERA INVESTMENT ADVISERS LLC
Delray Beach, FL 33445
Some features on this profile are disabled
CRD#: 5335018
JZ
Professional summary
Joshua Zillmer, who also goes by Josh Zillmer, Joshua Zillmer Aif, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Delray Beach, Florida and CETERA ADVISORS LLC located in Delray Beach, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Zillmer | Joshua Zillmer Aif
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE: 7/2018, INSURANCE AGENT , APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 2) NAME OF OTHER BUSINESS: ZILLMER WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) CAPITAL DIRECTION, INC, NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, S CORP, STARTED 12/2016, PRESIDENT/OWNER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR TAX PURPOSES. 4) NAME OF OTHER BUSINESS: WESTERN COMMUNITIES FOOTBALL LEAGUE; INVESTMENT RELATED: NO; ADDRESS: 11700 PIERSON ROAD WELLINGTON FL 33414; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: OVERSEE OVERALL OPERATIONS AND STRATEGIC DIRECTION; 5) NAME OF OTHER BUSINESS: FAU & KEISER UNIVERSITY; INVESTMENT RELATED: NO; ADDRESS: 777 GLADES RD BOCA RATON, FL 33431; NATURE OF BUSINESS: REFEREE; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: NCAA OFFICIAL/REFEREE; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: ENSURING RULES ARE FOLLOWED DURING FOOTBALL GAMES; 6) NAME OF OTHER BUSINESS: THE VILLAGE OF WELLINGTON; INVESTMENT RELATED: NO; ADDRESS: 12300 FOREST HILL BOULEVARD, WELLINGTON, FL 33414; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; BRIEF DESCRIPTION OF DUTIES: VOTING ON ORDINANCES, RESOLUTIONS, BUDGETS AND KEY OPERATIONS DECISIONS, CIVIC ENGAGEMENT; 7) NAME OF OTHER BUSINESS: THE VILLAGE OF WELLINGTON; INVESTMENT RELATED: NO; ADDRESS: 12300 FOREST HILL BOULEVARD, WELLINGTON, FL 33414; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: PARKS AND RECREATION ADVISORY COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RECOMMEDATIONS ON DEVELOPMENT OF PARKS, PARKWAYS, PLAYGROUNDS AND RECREATION FACILITIES, REGULATION AND FEES;
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Zillmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 601 N Congress Ave Ste 413, Delray Beach, FL 33445RIA
CRD#: 105644
Delray Beach, FL
Current
August 1, 2018 - Present
CETERA ADVISORS LLC
Office #1: 601 N Congress Ave Ste 413, Delray Beach, FL 33445BD
CRD#: 10299
Delray Beach, FL
Past
August 1, 2018 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
MAITLAND, FL
Past
October 29, 2015 - October 12, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Wellington, FL
Past
October 8, 2012 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
WELLINGTON, FL
Past
September 28, 2012 - August 15, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
WELLINGTON, FL
Past
January 11, 2012 - August 20, 2012
NFSG CORPORATION
RIA
CRD#: 130814
BOCA RATON, FL
Past
October 25, 2011 - August 20, 2012
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
BOCA RATON, FL
Past
February 17, 2011 - July 26, 2011
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
WELLINGTON, FL
Past
January 8, 2008 - July 26, 2011
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
WELLINGTON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/22/2020)
RR
California(7/17/2020)
RR
Colorado(1/9/2024)
RR
Florida(8/1/2018)
IAR
Florida(2/28/2024)
RR
Georgia(12/13/2022)
RR
Illinois(10/22/2020)
RR
Iowa(1/9/2024)
RR
Maryland(8/1/2018)
RR
Missouri(10/22/2020)
RR
Montana(10/22/2020)
RR
New York(10/22/2020)
RR
North Carolina(3/18/2021)
RR
Pennsylvania(8/1/2018)
RR
Texas(8/1/2018)
IAR
Texas(3/21/2024)
RR
Wyoming(2/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Delray Beach, FL 33445TRUST BUT VERIFY
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