JG
Jose R. Galavis Leefmans
INTERACTIVE BROKERS LLC
Greenwich, CT 06830
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CRD#: 5334358
JG
Professional summary
Jose Rafael Galavis Leefmans, who also goes by Jose Galavis, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Greenwich, Connecticut and INTERACTIVE BROKERS CORP. located in Greenwich, Connecticut.
Jose is registered as a RR (Registered Representative) and started their career in finance in 2010. Jose has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jose Galavis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jose Rafael Galavis Leefmans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 16, 2022 - Present
INTERACTIVE BROKERS LLC
Office #1: Pickwick Plaza, Greenwich, CT 06830BD
CRD#: 36418
Greenwich, CT
Current
April 28, 2022 - Present
INTERACTIVE BROKERS CORP.
Office #1: Pickwick Plaza, Greenwich, CT 06830BD
CRD#: 117942
Greenwich, CT
Current
February 15, 2024 - Present
IBKR SECURITIES SERVICES LLC
Office #1: Three Pickwick Plaza 2nd Floor, Greenwich, CT 06830BD
CRD#: 33319
Greenwich, CT
Past
May 26, 2020 - February 2, 2022
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Bridgeport, CT
Past
July 5, 2016 - August 20, 2019
DAVID LERNER ASSOCIATES, INC.
BD
CRD#: 5397
WESTPORT, CT
Past
April 23, 2015 - December 18, 2015
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
MOUNT KISCO, NY
Past
December 7, 2010 - June 26, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(2/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/11/2011
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
IS
IBKR SECURITIES SERVICES LLC
IBKR SECURITIES SERVICES LLC | TIMBER HILL LLC | TIMBER HILL INC.
CRD#: 33319 / SEC#: , 8-28569
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Three Pickwick Plaza 2nd Floor, Greenwich, CT 06830
Mailing Address
Three Pickwick Plaza 2nd Floor, Greenwich, CT 06830
Phone number
(203) 618-5800
Established
Connecticut since 07/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | CHIEF FINANCIAL OFFICER | 1722066 |
| BRODY, PAUL JONATHAN | PRINCIPAL OPERATIONS OFFICER | 1722066 |
| FRANK, THOMAS ANSELM | VICE PRESIDENT | 2360213 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| ILES, DAVID WALTER | VICE PRESIDENT | 2485476 |
| JACOBOWITZ, BRADFORD L | CHIEF COMPLIANCE OFFICER | 2615208 |
| MENICUCCI, JAMES | FINANCIAL AND OPERATIONAL PRINCIPAL | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
